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GBAB

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$359K -$6.47K -261 -2%
KWMG
27
King Wealth Management Group
Florida
$347K
Truist Financial
28
Truist Financial
North Carolina
$335K +$24.8K +1,000 +8%
CFG
29
Cooper Financial Group
California
$331K +$322K +12,999 New
HighTower Advisors
30
HighTower Advisors
Illinois
$319K +$16.3K +659 +6%
CA
31
Cetera Advisors
Colorado
$311K -$149K -6,014 -33%
Stifel Financial
32
Stifel Financial
Missouri
$282K +$274K +11,065 New
BB
33
Busey Bank
Illinois
$268K +$24.8K +1,000 +11%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$253K -$237K -9,585 -49%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$225K +$322 +13 +0.1%
AIA
36
Avalon Investment & Advisory
Texas
$220K
CHJWM
37
Carlton Hofferkamp & Jenks Wealth Management
Texas
$203K +$203K +8,200 New
Citigroup
38
Citigroup
New York
$196K +$71.2K +2,873 +60%
SPIA
39
Steward Partners Investment Advisory
New York
$118K
IAIM
40
International Assets Investment Management
Florida
$97K +$94.1K +3,799 New
GWM
41
Geneos Wealth Management
Colorado
$64K +$54.1K +2,185 +364%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$43K
FPCG
43
Fort Pitt Capital Group
Pennsylvania
$23K +$22.3K +900 New
FWM
44
FSA Wealth Management
Massachusetts
$21K +$20.6K +833 New
WTC
45
WhitTier Trust Company
Nevada
$20K
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$14K -$471K -19,002 -97%
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$14K +$223 +9 +2%
SIS
48
Sound Income Strategies
Florida
$9K
NFG
49
Next Financial Group
Texas
$5K
AWA
50
Arkadios Wealth Advisors
Georgia
$5K +$4.88K +197 New