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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.43M -$1.02M -90,901 -16%
LSV Asset Management
2
LSV Asset Management
Illinois
$5.36M -$317K -28,210 -6%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$4.28M
UBS Group
4
UBS Group
Switzerland
$3.65M +$456K +40,582 +15%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.48M
DC
6
Davenport & Co
Virginia
$3M +$59.6K +5,302 +2%
VanEck Associates
7
VanEck Associates
New York
$2.9M +$70.4K +6,266 +3%
CAS
8
Cue Advisory Services
Arizona
$2.34M -$11.2K -1,000 -0.5%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$2.21M +$477K +42,400 +29%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.12M +$5K +445 +0.2%
LPL Financial
11
LPL Financial
California
$1.79M +$124K +10,993 +8%
BlackRock
12
BlackRock
New York
$1.72M -$377K -33,550 -19%
Legal & General Group
13
Legal & General Group
United Kingdom
$1.42M +$55K +4,889 +4%
Morgan Stanley
14
Morgan Stanley
New York
$1.39M -$963K -85,630 -42%
William Blair & Company
15
William Blair & Company
Illinois
$1.06M +$49.9K +4,437 +5%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$1.03M -$272K -24,200 -22%
Two Sigma Investments
17
Two Sigma Investments
New York
$989K +$728K +64,801 +337%
GCP
18
GSA Capital Partners
United Kingdom
$916K -$445K -39,604 -34%
Invesco
19
Invesco
Georgia
$805K +$769K +68,397 New
SIS
20
Sound Income Strategies
Florida
$654K -$18.1K -1,606 -3%
Nuveen Fund Advisors
21
Nuveen Fund Advisors
Illinois
$638K -$64.1K -5,703 -10%
GAMC
22
Garner Asset Management Corp
Texas
$623K -$6.66K -592 -1%
WCM
23
Wedge Capital Management
North Carolina
$606K
OAM
24
Oxford Asset Management
United Kingdom
$596K +$565K +50,283 New
RCA
25
Rowland Carmichael Advisors
Arizona
$529K +$100K +8,900 +25%