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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
WEC
51
Winslow Evans & Crocker
Massachusetts
$30K +$12.2K +1,024 +65%
Deutsche Bank
52
Deutsche Bank
Germany
$22K +$23.7K +2,000 New
FGAM
53
Financial Gravity Asset Management
Texas
$13K +$226 +19 +2%
WAM
54
Wolverine Asset Management
Illinois
$10K -$83.7K -7,052 -89%
PFGIA
55
Patriot Financial Group Insurance Agency
Massachusetts
$6K
FDCDDQ
56
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.62K
CFGS
57
Concourse Financial Group Securities
Alabama
$1K
IFAM
58
Institutional & Family Asset Management
Colorado
$1K +$12 +1 +2%
TAIM
59
TD Ameritrade Investment Management
Nebraska
$1K +$594 +50 New
Marshall Wace
60
Marshall Wace
United Kingdom
-$802K -69,130 Closed
SIS
61
Sound Income Strategies
Florida
-$627K -54,076 Closed
AM
62
Ares Management
California
-$538K -46,381 Closed
SMDAM
63
Sumitomo Mitsui DS Asset Management
Japan
-$492K -42,425 Closed
DTL
64
Dynamic Technology Lab
Singapore
-$339K -29,254 Closed
SI
65
Sprott Inc
Ontario, Canada
-$197K -17,000 Closed
GC
66
Guggenheim Capital
Illinois
-$193K -16,673 Closed
Goldman Sachs
67
Goldman Sachs
New York
-$169K -14,604 Closed
NSIM
68
North Star Investment Management
Illinois
-$58K -5,000 Closed
FHB
69
First Hawaiian Bank
Hawaii
-$24K -2,050 Closed
Barclays
70
Barclays
United Kingdom
-$17K -1,453 Closed
Nordea Investment Management
71
Nordea Investment Management
Sweden
-$14K -1,191 Closed
WWM
72
Willingdon Wealth Management
North Carolina
-$10K -900 Closed
PCM
73
Prelude Capital Management
New York
-$9K -814 Closed
Simplex Trading
74
Simplex Trading
Illinois
-$2.36K -199 Closed