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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
76
Cetera Advisors
Colorado
– -$208K -3,866 Closed
WW
77
Waterfront Wealth
Kansas
– -$220K -3,730 Closed
NFSG
78
Newbridge Financial Services Group
Florida
– -$54K -1,000 Closed
OIA
79
Optimum Investment Advisors
Illinois
– -$6K -110 Closed
VF
80
VitalStone Financial
Texas
– +$399 +7 New