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First Trust Consumer Staples AlphaDEX Fund
FXG

Name Holding Trade Value Shares
Change 		Change in
Stake
SAM
126
Shamrock Asset Management
Texas
– -$12.6M -270,352 Closed
NA
127
Navellier & Associates
Nevada
– -$4.1M -88,250 Closed
NewEdge Advisors
128
NewEdge Advisors
Louisiana
– -$3.76M -80,983 Closed
CIBC World Market
129
CIBC World Market
Ontario, Canada
– -$3.19M -68,633 Closed
BFA
130
Beaumont Financial Advisors
Massachusetts
– -$2.91M -62,609 Closed
Davenport & Co
131
Davenport & Co
Virginia
– -$1.5M -32,266 Closed
SFI
132
SPC Financial Inc
Maryland
– -$1.07M -23,135 Closed
VF
133
Virtu Financial
New York
– -$1.06M -22,743 Closed
BRWA
134
B. Riley Wealth Advisors
Florida
– -$880K -18,933 Closed
WI
135
WBI Investments
New Jersey
– -$791K -17,029 Closed
Horizon Investments
136
Horizon Investments
North Carolina
– -$666K -14,335 Closed
VFA
137
Voya Financial Advisors
Connecticut
– -$608K -13,220 Closed
VAM
138
Visionary Asset Management
Texas
– -$608K -13,097 Closed
Cetera Advisor Networks
139
Cetera Advisor Networks
California
– -$479K -10,308 Closed
FIM
140
Freedom Investment Management
Connecticut
– -$475K -10,233 Closed
ACM
141
Argentus Capital Management
Texas
– -$468K -10,086 Closed
WF
142
WealthTrust Fairport
Ohio
– -$459K -9,895 Closed
Stephens Inc
143
Stephens Inc
Arkansas
– -$442K -9,524 Closed
Koshinski Asset Management
144
Koshinski Asset Management
Illinois
– -$380K -8,177 Closed
Wedbush Securities
145
Wedbush Securities
California
– -$322K -6,934 Closed
Simplicity Solutions
146
Simplicity Solutions
Minnesota
– -$309K -6,649 Closed
CAM
147
Concorde Asset Management
Michigan
– -$296K -6,378 Closed
CWM
148
Concert Wealth Management
California
– -$289K -6,234 Closed
M&T Bank
149
M&T Bank
New York
– -$278K -5,990 Closed
Bank of New York Mellon
150
Bank of New York Mellon
New York
– -$216K -4,651 Closed
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