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First Trust Consumer Staples AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TFA
76
Transamerica Financial Advisors
Florida
$12K -$1.72K -37 -14%
MCF Advisors
77
MCF Advisors
Kentucky
$11K – – –
Deutsche Bank
78
Deutsche Bank
Germany
$10K – – –
SMFS
79
Squar Milner Financial Services
California
$10K +$10K +216 New
WIM
80
Westside Investment Management
California
$7.09K – – –
Advisory Services Network
81
Advisory Services Network
Georgia
$7K – – –
BRC
82
Bell Rock Capital
Delaware
$7K – – –
Global Retirement Partners
83
Global Retirement Partners
California
$7K – – –
WEC
84
Winslow Evans & Crocker
Massachusetts
$6K – – –
APA
85
American Portfolios Advisors
New York
$4.31K +$46 +1 +1%
LFG
86
LifePlan Financial Group
Ohio
$3K – – –
PFBT
87
Parkside Financial Bank & Trust
Missouri
$3K – – –
SWM
88
Segment Wealth Management
Texas
– -$2.1M -44,805 Closed
Goldman Sachs
89
Goldman Sachs
New York
– -$1.1M -23,533 Closed
Tower Research Capital (TRC)
90
Tower Research Capital (TRC)
New York
– -$980K -20,885 Closed
Jane Street
91
Jane Street
New York
– -$716K -15,270 Closed
RPG
92
Risk Paradigm Group
Texas
– -$403K -8,581 Closed
Atria Investments
93
Atria Investments
North Carolina
– -$311K -6,639 Closed
SG Americas Securities
94
SG Americas Securities
New York
– -$236K -5,025 Closed
Raymond James Trust
95
Raymond James Trust
Florida
– -$232K -4,935 Closed
Prospera Financial Services
96
Prospera Financial Services
Texas
– -$215K -4,567 Closed
Bank of Montreal
97
Bank of Montreal
Ontario, Canada
– -$61K -1,292 Closed
RFWA
98
RPg Family Wealth Advisory
Massachusetts
– -$42.8K -913 Closed
CCA
99
Clearwater Capital Advisors
Illinois
– -$35K -742 Closed
Fifth Third Bancorp
100
Fifth Third Bancorp
Ohio
– -$29K -615 Closed