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First Trust Consumer Staples AlphaDEX Fund
FXG

Name Holding Trade Value Shares
Change 		Change in
Stake
PI
51
Placemark Investments
Illinois
$396K -$3.49M -106,501 -90%
SI
52
SII Investments
Wisconsin
$361K -$13.9K -425 -4%
RIA
53
Regal Investment Advisors
Michigan
$284K -$22.9K -699 -7%
SHA
54
Smith Hayes Advisers
Nebraska
$274K +$273K +8,319 New
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$260K -$61.5K -1,875 -19%
Creative Planning
56
Creative Planning
Kansas
$53K -$6.56K -200 -11%
HI
57
Hudock Inc
Pennsylvania
$25K – – –
PSUF
58
People's United Financial
Connecticut
$20K – – –
AWMS
59
Advocacy Wealth Management Services
Georgia
$19K – – –
PTC
60
Private Trust Company
Ohio
$19K – – –
SHWM
61
Smith & Howard Wealth Management
Georgia
$18K -$984 -30 -5%
TIM
62
Tortoise Investment Management
New York
$13K – – –
FFC
63
First Financial Corp
Indiana
$7K – – –
SMA
64
Simply Money Advisors
Ohio
$7K – – –
Fidelity Investments
65
Fidelity Investments
Massachusetts
– -$13.6M -439,700 Closed
PPA
66
Parametric Portfolio Associates
Washington
– -$12.6M -408,073 Closed
BFA
67
Beaumont Financial Advisors
Massachusetts
– -$6.02M -195,119 Closed
NA
68
Navellier & Associates
Nevada
– -$3.69M -119,417 Closed
Rafferty Asset Management
69
Rafferty Asset Management
New York
– -$2.27M -73,372 Closed
FA
70
FDx Advisors
Illinois
– -$2.07M -67,123 Closed
MFS
71
MSI Financial Services
Massachusetts
– -$1.13M -36,560 Closed
BRWA
72
B. Riley Wealth Advisors
Florida
– -$257K -8,326 Closed
KIG
73
Kessler Investment Group
Indiana
– -$129K -4,183 Closed
FHC
74
First Heartland Consultants
Missouri
– -$19K -630 Closed
US Bancorp
75
US Bancorp
Minnesota
– -$15K -473 Closed
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