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First Trust Consumer Discretionary AlphaDEX Fund
FXD

Name Holding Trade Value Shares
Change 		Change in
Stake
BC
101
Broadwater Capital
Massachusetts
$3.25K – – –
BLC
102
Brown, Lisle/Cummings
Rhode Island
$2.42K – – –
MAS
103
MPWM Advisory Solutions
Georgia
$1.38K – – –
PIS
104
POM Investment Strategies
North Carolina
$1.18K – – –
KCM
105
Key Capital Management
Tennessee
$1.11K +$1.07K +16 New
GRP
106
Global Retirement Partners
California
$428 +$403 +6 New
DFA
107
DHJJ Financial Advisors
Illinois
$346 – – –
HWA
108
HHM Wealth Advisors
Tennessee
$346 +$336 +5 New
N
109
Natixis
France
$69 -$9.54K -142 -99%
RIA
110
Realta Investment Advisors
Delaware
$35 – – –
IAA
111
Independent Advisor Alliance
North Carolina
– -$755K -11,789 Closed
SCA
112
Snowden Capital Advisors
New York
– -$252K -3,943 Closed
OC
113
Oppenheimer & Co
New York
– -$219K -3,419 Closed
CWA
114
Capital Wealth Alliance
Arizona
– -$208K -3,256 Closed
ASN
115
Advisory Services Network
Georgia
– -$147K -2,294 Closed
SIS
116
Sound Income Strategies
Florida
– -$110K -1,699 Closed
KFA
117
Kelleher Financial Advisors
New York
– -$72.2K -1,450 Closed
OSAM
118
O'Shaughnessy Asset Management
Connecticut
– -$79.2K -1,237 Closed
CSB
119
City State Bank
Iowa
– -$27.2K -425 Closed
GWANC
120
Guardian Wealth Advisors (North Carolina)
North Carolina
– -$18.1K -283 Closed
ATPW
121
Ashton Thomas Private Wealth
Arizona
– -$3.07K -48 Closed
TRCT
122
Tower Research Capital (TRC)
New York
– -$896 -14 Closed
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