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First Trust Consumer Discretionary AlphaDEX Fund
FXD

Name Holding Trade Value Shares
Change 		Change in
Stake
BC
101
Broadwater Capital
Massachusetts
$3.25K – – –
MAS
102
MPWM Advisory Solutions
Georgia
$1.38K – – –
PIS
103
POM Investment Strategies
North Carolina
$1.18K – – –
KCM
104
Key Capital Management
Tennessee
$1.11K +$1.07K +16 New
GRP
105
Global Retirement Partners
California
$428 +$403 +6 New
DFA
106
DHJJ Financial Advisors
Illinois
$346 – – –
HWA
107
HHM Wealth Advisors
Tennessee
$346 +$336 +5 New
N
108
Natixis
France
$69 -$9.54K -142 -99%
RIA
109
Realta Investment Advisors
Delaware
$35 – – –
IAA
110
Independent Advisor Alliance
North Carolina
– -$755K -11,789 Closed
SCA
111
Snowden Capital Advisors
New York
– -$252K -3,943 Closed
OC
112
Oppenheimer & Co
New York
– -$219K -3,419 Closed
CWA
113
Capital Wealth Alliance
Arizona
– -$208K -3,256 Closed
ASN
114
Advisory Services Network
Georgia
– -$147K -2,294 Closed
SIS
115
Sound Income Strategies
Florida
– -$110K -1,699 Closed
KFA
116
Kelleher Financial Advisors
New York
– -$72.2K -1,450 Closed
OSAM
117
O'Shaughnessy Asset Management
Connecticut
– -$79.2K -1,237 Closed
CSB
118
City State Bank
Iowa
– -$27.2K -425 Closed
GWANC
119
Guardian Wealth Advisors (North Carolina)
North Carolina
– -$18.1K -283 Closed
ATPW
120
Ashton Thomas Private Wealth
Arizona
– -$3.07K -48 Closed
TRCT
121
Tower Research Capital (TRC)
New York
– -$896 -14 Closed
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