FTF

Franklin Limited Duration Income Trust
FTF

Overview Fund Activity

50 hedge funds and large institutions have $88.1M invested in Franklin Limited Duration Income Trust in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+7
Holders Change %
+16.28%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
18
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$18.4M
2
SCM
2
Saba Capital Management
New York
$13.4M
3
RCM
3
Rivernorth Capital Management
Florida
$5.75M
4
Invesco
4
Invesco
Georgia
$10.5M
5
NL
5
NWAM LLC
Washington
$713K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$9.78M
2
WAM
2
Wolverine Asset Management
Illinois
$1.37M
3
LPL Financial
3
LPL Financial
California
$794K
4
AAM
4
Advisors Asset Management
Colorado
$10.1M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
26
Cabot Wealth Management
Massachusetts
$338K -$50.4K -3,856 -13%
AIG
27
American International Group
New York
$330K -$43.2K -3,312 -12%
HK
28
Horizon Kinetics
New York
$280K -$13.7K -1,051 -5%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$275K +$13.8K +1,058 +5%
SG Americas Securities
30
SG Americas Securities
New York
$267K +$27.8K +2,124 +12%
OC
31
Oppenheimer & Co
New York
$247K -$10.2K -785 -4%
PPA
32
Parametric Portfolio Associates
Washington
$211K +$8.27K +633 +4%
DI
33
Dalton Investments
Nevada
$206K +$3.4K +261 +2%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$189K +$7.53K +577 +4%
ICAS
35
Investors Capital Advisory Services
Massachusetts
$183K +$183K +14,072 New
TC
36
TFS Capital
Pennsylvania
$181K +$181K +13,902 New
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$170K +$170K +13,005 New
UCFA
38
United Capital Financial Advisors
Texas
$170K +$170K +13,005 New
CS
39
Credit Suisse
Switzerland
$152K – – –
SFS
40
Shaker Financial Services
Virginia
$144K – – –
B
41
Baird
Wisconsin
$139K +$139K +10,619 New
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$106K -$7.03K -539 -6%
Creative Planning
43
Creative Planning
Kansas
$79K -$119K -9,080 -60%
HCM
44
Highlander Capital Management
New Jersey
$10.4K – – –
OIA
45
Optimum Investment Advisors
Illinois
$9K – – –
FMII
46
Farmers & Merchants Investments Inc
Nebraska
$8K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$8K +$8K +638 New
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$4K – – –
GI
49
Gradient Investments
Minnesota
$1K +$1K +100 New
VKH
50
Virtu KCG Holdings
New York
– -$218K -16,750 Closed
1
2
3