Horizon Kinetics’s Franklin Limited Duration Income Trust FTF Stock Holding History

Horizon Kinetics’s Portfolio FTF Stock Details FTF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-12,261	Closed	-$152K	–	524
2014 Q3	$152K	Sell	12,261 -7,100	-37%	-$90.7K	﹤0.01%	495
2014 Q2	$253K	Sell	19,361 -2,062	-10%	-$27.1K	﹤0.01%	479
2014 Q1	$280K	Sell	21,423 -1,051	-5%	-$13.8K	﹤0.01%	467
2013 Q4	$292K	Hold	22,474	–	–	﹤0.01%	468
2013 Q3	$292K	Sell	22,474 -304	-1%	-$3.89K	﹤0.01%	465
2013 Q2	$306K	Buy	+22,778	New	+$320K	﹤0.01%	369

Other funds holding FTF

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.91B AUM 20.79% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Wolverine Asset Management Chicago, Illinois $14.9B AUM 3.61% 1-Year Est. Return

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Horizon Kinetics's FTF Position: Q4 2014 in Review

Horizon Kinetics sold out of Franklin Limited Duration Income Trust (FTF) in Q4 2014, closing a stake of 12,261 shares — an estimated $152K sold.

Horizon Kinetics first reported a position in FTF in Q2 2013 and held it in 6 quarters. The position peaked at $306K in Q2 2013. 53 funds tracked by Wall St. Rank hold FTF as of Q4 2014.

Horizon Kinetics reported no remaining Franklin Limited Duration Income Trust position as of Q4 2014 after selling out during the quarter.
Horizon Kinetics sold 12,261 Franklin Limited Duration Income Trust shares in Q4 2014, an estimated $152K.
Horizon Kinetics first reported a position in Franklin Limited Duration Income Trust in Q2 2013 and held it in 6 quarters.
Horizon Kinetics's Franklin Limited Duration Income Trust position peaked at $306K in Q2 2013.
53 funds tracked by Wall St. Rank held Franklin Limited Duration Income Trust as of Q4 2014.

Based on Horizon Kinetics's 13F filing for Q4 2014, filed 17 Feb 2015.