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FTF

Franklin Limited Duration Income Trust

50 hedge funds and large institutions have $88.1M invested in Franklin Limited Duration Income Trust in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

26% more capital invested

Capital invested by funds: $70.1M → $88.1M (+$18M)

16% more funds holding

Funds holding: 4350 (+7)

5.02% more ownership

Funds ownership: 20.16%25.18% (+5%)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

Holders
50
Holders Change
+7
Holders Change %
+16.28%
% of All Funds
1.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
18
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.4M +$8.4M +641,450 +84%
SCM
2
Saba Capital Management
New York
$13.4M +$8.25M +630,488 +160%
Invesco
3
Invesco
Georgia
$10.5M +$877K +66,984 +9%
AAM
4
Advisors Asset Management
Colorado
$10.1M -$243K -18,561 -2%
GC
5
Guggenheim Capital
Illinois
$9.78M -$1.86M -142,441 -16%
RCM
6
Rivernorth Capital Management
Florida
$5.75M +$1.28M +97,785 +29%
Cohen & Steers
7
Cohen & Steers
New York
$1.5M
Bank of America
8
Bank of America
North Carolina
$1.47M -$21.3K -1,630 -1%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.43M +$121K +9,232 +9%
WAM
10
Wolverine Asset Management
Illinois
$1.37M -$614K -46,948 -31%
RJA
11
Raymond James & Associates
Florida
$1.26M +$42K +3,210 +3%
Morgan Stanley
12
Morgan Stanley
New York
$1.05M -$189K -14,462 -15%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.03M +$46.5K +3,551 +5%
Barclays
14
Barclays
United Kingdom
$898K -$15.3K -1,166 -2%
Stifel Financial
15
Stifel Financial
Missouri
$798K +$801K +61,185 New
LPL Financial
16
LPL Financial
California
$794K -$586K -44,737 -42%
GWM
17
Greenwich Wealth Management
Connecticut
$753K -$96.7K -7,390 -11%
NL
18
NWAM LLC
Washington
$713K +$715K +54,639 New
DADC
19
D.A. Davidson & Co
Montana
$667K -$64.2K -4,903 -9%
CIA
20
Capital Investment Advisors
Georgia
$557K -$4.32K -330 -0.8%
KFS
21
KMS Financial Services
Washington
$541K +$22.2K +1,699 +4%
DA
22
Doliver Advisors
Texas
$539K +$305K +23,333 +130%
U
23
UBS
Switzerland
$424K +$203K +15,511 +92%
Wells Fargo
24
Wells Fargo
California
$355K -$10.1K -775 -3%
FAAS
25
First Allied Advisory Services
California
$346K -$10.1K -775 -3%

FTF Hedge Fund Activity: Q1 2014 in Review

50 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Franklin Limited Duration Income Trust (FTF) for Q1 2014, worth a combined $88.1M — up 26% from $70.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FTF positions and 2 closed out — a net gain of 7 holders — while 15 added to existing stakes and 18 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $8.4M. The largest seller was Guggenheim Capital, cutting an estimated $1.86M.

  • 50 institutional investors held Franklin Limited Duration Income Trust (FTF) as of Q1 2014, up from 43 in Q4 2013.
  • Funds reported $88.1M of Franklin Limited Duration Income Trust stock for Q1 2014, up 26% quarter-over-quarter.
  • 9 funds opened new Franklin Limited Duration Income Trust positions in Q1 2014 and 2 closed out, a net change of +7 holders.
  • The largest Franklin Limited Duration Income Trust buyer in Q1 2014 was Sit Investment Associates, an estimated $8.4M added.
  • The largest Franklin Limited Duration Income Trust seller in Q1 2014 was Guggenheim Capital, an estimated $1.86M sold.

Based on aggregated 13F filings for Q1 2014.