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FTF

Franklin Limited Duration Income Trust

55 hedge funds and large institutions have $110M invested in Franklin Limited Duration Income Trust in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more funds holding

Funds holding: 4855 (+7)

12% more capital invested

Capital invested by funds: $98.8M → $110M (+$11.7M)

4.69% more ownership

Funds ownership: 33.71%38.39% (+4.7%)

50% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 24

Holders
55
Holders Change
+7
Holders Change %
+14.58%
% of All Funds
1.44%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
11
Increased
12
Reduced
24
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$29.8M -$2.37M -216,192 -7%
SCM
2
Saba Capital Management
New York
$26M +$12.2M +1,113,731 +85%
RCM
3
Rivernorth Capital Management
Florida
$8.3M
Invesco
4
Invesco
Georgia
$6.96M -$738K -67,202 -9%
1CP
5
1607 Capital Partners
Virginia
$5.46M +$1.28M +116,612 +30%
AAM
6
Advisors Asset Management
Colorado
$2.9M -$804K -73,263 -21%
RVPG
7
Relative Value Partners Group
$2.52M -$390K -35,483 -13%
FIMG
8
Financial & Investment Management Group
Michigan
$2.44M -$355K -32,291 -12%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$2.41M -$190K -17,288 -7%
Morgan Stanley
10
Morgan Stanley
New York
$1.88M +$1.11M +101,027 +135%
RJA
11
Raymond James & Associates
Florida
$1.73M -$1.85K -169 -0.1%
Citigroup
12
Citigroup
New York
$1.66M +$786K +71,598 +86%
AA
13
AQR Arbitrage
Connecticut
$1.62M -$1.03K -94 -0.1%
KIM
14
Karpus Investment Management
New York
$1.57M -$44.5K -4,050 -3%
AA
15
Ancora Advisors
Ohio
$1.36M -$76.9K -7,000 -5%
Cohen & Steers
16
Cohen & Steers
New York
$1.2M -$12.5K -1,141 -1%
Bank of America
17
Bank of America
North Carolina
$1.11M +$170K +15,513 +18%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.07M +$384K +34,984 +54%
LCM
19
Landscape Capital Management
New Jersey
$935K +$246K +22,369 +35%
LPL Financial
20
LPL Financial
California
$901K +$449K +40,896 +97%
WAM
21
Wolverine Asset Management
Illinois
$882K -$188K -17,117 -17%
NL
22
NWAM LLC
Washington
$820K +$840K +76,500 New
CRC
23
Curi RMB Capital
Illinois
$769K +$787K +71,721 New
GWM
24
Greenwich Wealth Management
Connecticut
$552K -$89.8K -8,175 -14%
PPA
25
Parametric Portfolio Associates
Washington
$477K +$489K +44,511 New

FTF Hedge Fund Activity: Q4 2015 in Review

55 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Franklin Limited Duration Income Trust (FTF) for Q4 2015, worth a combined $110M — up 12% from $98.8M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FTF positions and 4 closed out — a net gain of 7 holders — while 12 added to existing stakes and 24 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $12.2M. The largest seller was Sit Investment Associates, cutting an estimated $2.37M.

  • 55 institutional investors held Franklin Limited Duration Income Trust (FTF) as of Q4 2015, up from 48 in Q3 2015.
  • Funds reported $110M of Franklin Limited Duration Income Trust stock for Q4 2015, up 12% quarter-over-quarter.
  • 11 funds opened new Franklin Limited Duration Income Trust positions in Q4 2015 and 4 closed out, a net change of +7 holders.
  • The largest Franklin Limited Duration Income Trust buyer in Q4 2015 was Saba Capital Management, an estimated $12.2M added.
  • The largest Franklin Limited Duration Income Trust seller in Q4 2015 was Sit Investment Associates, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2015.