FTF

Franklin Limited Duration Income Trust
FTF

Overview Fund Activity

40 hedge funds and large institutions have $58.1M invested in Franklin Limited Duration Income Trust in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 1 closing their positions.

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
16
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$4.83M
2
AAM
2
Advisors Asset Management
Colorado
$9.66M
3
RCM
3
Rivernorth Capital Management
Florida
$1.71M
4
GWM
4
Greenwich Wealth Management
Connecticut
$724K
5
WAM
5
Wolverine Asset Management
Illinois
$1.47M

Top Sellers

1
Invesco
1
Invesco
Georgia
$9.29M
2
GC
2
Guggenheim Capital
Illinois
$13.9M
3
Barclays
3
Barclays
United Kingdom
$795K
4
RJA
4
Raymond James & Associates
Florida
$1.69M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$313K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$13.9M 1,070,952 -82,228 -7%
AAM
2
Advisors Asset Management
Colorado
$9.66M 742,765 +148,195 +25%
Invesco
3
Invesco
Georgia
$9.29M 714,366 -128,025 -15%
SIA
4
Sit Investment Associates
Minnesota
$4.83M 371,780 +226,380 +156%
RCM
5
Rivernorth Capital Management
Florida
$1.71M 131,325 +131,325 New
RJA
6
Raymond James & Associates
Florida
$1.69M 129,968 -45,089 -26%
Morgan Stanley
7
Morgan Stanley
New York
$1.58M 121,715 +16,956 +16%
WAM
8
Wolverine Asset Management
Illinois
$1.47M 113,344 +26,120 +30%
Cohen & Steers
9
Cohen & Steers
New York
$1.47M 112,974 +9,074 +9%
Bank of America
10
Bank of America
North Carolina
$1.32M 101,380 +21,516 +27%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.31M 100,820 -2,494 -2%
LPL Financial
12
LPL Financial
California
$1.23M 96,309 -2,437 -2%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.05M 80,548 -26,946 -25%
SNC
14
Stifel Nicolaus & Co
Missouri
$1.04M 79,775 +8,500 +12%
Barclays
15
Barclays
United Kingdom
$795K 61,135 -72,004 -54%
GWM
16
Greenwich Wealth Management
Connecticut
$724K 55,669 +55,669 New
DADC
17
D.A. Davidson & Co
Montana
$667K 51,360 -4,600 -8%
KFS
18
KMS Financial Services
Washington
$459K 35,295 +7,056 +25%
OC
19
Oppenheimer & Co
New York
$439K 33,773 +7,550 +29%
CWM
20
Cabot Wealth Management
Massachusetts
$376K 28,914 -64 -0.2%
Geode Capital Management
21
Geode Capital Management
Massachusetts
– – – –
HK
22
Horizon Kinetics
New York
$292K 22,474 -304 -1%
AIG
23
American International Group
New York
$281K 21,646 +6,823 +46%
FAAS
24
First Allied Advisory Services
California
$280K 21,315 +2,000 +10%
U
25
UBS
Switzerland
$261K 20,056 +1,252 +7%
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