FTF

Franklin Limited Duration Income Trust
FTF

Overview Fund Activity

43 hedge funds and large institutions have $70.1M invested in Franklin Limited Duration Income Trust in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
21
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$9.96M
2
SCM
2
Saba Capital Management
New York
$5.12M
3
RCM
3
Rivernorth Capital Management
Florida
$4.45M
4
AAM
4
Advisors Asset Management
Colorado
$10.3M
5
WAM
5
Wolverine Asset Management
Illinois
$1.98M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$11.6M
2
RJA
2
Raymond James & Associates
Florida
$1.21M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.24M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$0
5
OC
5
Oppenheimer & Co
New York
$256K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$11.6M 891,688 -179,264 -17%
AAM
2
Advisors Asset Management
Colorado
$10.3M 791,950 +49,185 +7%
SIA
3
Sit Investment Associates
Minnesota
$9.96M 766,908 +395,128 +106%
Invesco
4
Invesco
Georgia
$9.57M 736,683 +22,317 +3%
SCM
5
Saba Capital Management
New York
$5.12M 394,414 +394,414 New
RCM
6
Rivernorth Capital Management
Florida
$4.45M 342,462 +211,137 +161%
WAM
7
Wolverine Asset Management
Illinois
$1.98M 152,081 +38,737 +34%
Cohen & Steers
8
Cohen & Steers
New York
$1.49M 114,977 +2,003 +2%
Bank of America
9
Bank of America
North Carolina
$1.49M 114,571 +13,191 +13%
LPL Financial
10
LPL Financial
California
$1.37M 105,554 +9,245 +10%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.31M 100,456 -364 -0.4%
Morgan Stanley
12
Morgan Stanley
New York
$1.24M 95,099 -26,616 -22%
RJA
13
Raymond James & Associates
Florida
$1.21M 93,193 -36,775 -28%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$977K 75,248 -5,300 -7%
Barclays
15
Barclays
United Kingdom
$853K 70,869 +9,734 +16%
GWM
16
Greenwich Wealth Management
Connecticut
$846K 65,116 +9,447 +17%
DADC
17
D.A. Davidson & Co
Montana
$728K 56,054 +4,694 +9%
CIA
18
Capital Investment Advisors
Georgia
$559K 43,029 +43,029 New
KFS
19
KMS Financial Services
Washington
$516K 39,738 +4,443 +13%
CWM
20
Cabot Wealth Management
Massachusetts
$386K 29,726 +812 +3%
AIG
21
American International Group
New York
$372K 28,609 +6,963 +32%
Wells Fargo
22
Wells Fargo
California
$364K 27,953 +14,976 +115%
FAAS
23
First Allied Advisory Services
California
$350K 27,083 +5,768 +27%
HK
24
Horizon Kinetics
New York
$292K 22,474 – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$260K 19,982 +3,695 +23%
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