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FTF

Franklin Limited Duration Income Trust

59 hedge funds and large institutions have $34.5M invested in Franklin Limited Duration Income Trust in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

7% more funds holding

Funds holding: 5559 (+4)

2.34% less ownership

Funds ownership: 19.41%17.07% (-2.3%)

14% less capital invested

Capital invested by funds: $40M → $34.5M (-$5.45M)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
20
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$5.3M +$186K +20,690 +4%
BCI
2
Brinker Capital Investments
Pennsylvania
$4.06M -$46K -5,103 -1%
Invesco
3
Invesco
Georgia
$3.76M +$661K +73,365 +22%
RJA
4
Raymond James & Associates
Florida
$2.87M +$1.7M +188,146 +147%
SIA
5
Sit Investment Associates
Minnesota
$1.75M -$7.5M -832,321 -81%
NA
6
NewEdge Advisors
Louisiana
$1.56M +$1.55M +172,074 New
UBS Group
7
UBS Group
Switzerland
$1.53M +$428K +47,454 +39%
GC
8
Guggenheim Capital
Illinois
$1.13M +$341K +37,839 +44%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.08M -$23.3K -2,585 -2%
OPS
10
Orion Portfolio Solutions
Nebraska
$1.01M +$10.7K +1,185 +1%
Morgan Stanley
11
Morgan Stanley
New York
$904K +$107K +11,829 +13%
Bank of America
12
Bank of America
North Carolina
$777K -$97.3K -10,796 -11%
SFS
13
Shaker Financial Services
Virginia
$708K +$702K +77,865 New
CWA
14
Capital Wealth Alliance
Arizona
$608K +$32.7K +3,625 +6%
CF
15
Centaurus Financial
California
$583K +$30.2K +3,349 +6%
SWP
16
Stratos Wealth Partners
Ohio
$565K +$9.01K +1,000 +2%
SFS
17
Sowell Financial Services
Arkansas
$494K -$75.2K -8,346 -13%
9WM
18
9258 Wealth Management
Ohio
$387K -$14.1K -1,566 -4%
LPL Financial
19
LPL Financial
California
$379K -$2.82K -313 -0.7%
SWM
20
SeaCrest Wealth Management
New York
$337K -$3.5K -389 -1%
OC
21
Oppenheimer & Co
New York
$328K +$1.29K +143 +0.4%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$308K +$7.55K +838 +3%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$252K +$21K +2,330 +9%
MML Investors Services
24
MML Investors Services
Massachusetts
$251K -$12.4K -1,378 -5%
SLWA
25
San Luis Wealth Advisors
California
$230K +$122K +13,490 +114%

FTF Hedge Fund Activity: Q4 2021 in Review

59 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Franklin Limited Duration Income Trust (FTF) for Q4 2021, worth a combined $34.5M — down 14% from $40M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTF positions and 7 closed out — a net gain of 5 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.7M. The largest seller was Sit Investment Associates, cutting an estimated $7.5M.

  • 59 institutional investors held Franklin Limited Duration Income Trust (FTF) as of Q4 2021, up from 55 in Q3 2021.
  • Funds reported $34.5M of Franklin Limited Duration Income Trust stock for Q4 2021, down 14% quarter-over-quarter.
  • 12 funds opened new Franklin Limited Duration Income Trust positions in Q4 2021 and 7 closed out, a net change of +5 holders.
  • The largest Franklin Limited Duration Income Trust buyer in Q4 2021 was Raymond James & Associates, an estimated $1.7M added.
  • The largest Franklin Limited Duration Income Trust seller in Q4 2021 was Sit Investment Associates, an estimated $7.5M sold.

Based on aggregated 13F filings for Q4 2021.