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First Trust Short Duration Managed Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
OIA
126
OneDigital Investment Advisors
Kansas
– -$222K -11,189 Closed
Thrivent Financial for Lutherans
127
Thrivent Financial for Lutherans
Minnesota
– -$215K -10,829 Closed
AFP
128
Ausdal Financial Partners
Iowa
– -$215K -10,818 Closed
BFEC
129
Benjamin F. Edwards & Company
Missouri
– -$156K -7,887 Closed