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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Whittier Trust
26
Whittier Trust
California
– -$775K -62,802 Closed
Wolverine Asset Management
27
Wolverine Asset Management
Illinois
– -$689K -55,811 Closed
Wells Fargo
28
Wells Fargo
California
– -$684K -55,413 Closed
Raymond James Financial Services Advisors
29
Raymond James Financial Services Advisors
Florida
– -$605K -49,054 Closed
Stifel Financial
30
Stifel Financial
Missouri
– -$604K -48,974 Closed
Comerica Bank
31
Comerica Bank
Texas
– -$517K -41,888 Closed
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
– -$427K -34,591 Closed
MC
33
Matisse Capital
Oregon
– -$419K -33,926 Closed
Osaic Holdings
34
Osaic Holdings
Arizona
– -$382K -30,989 Closed
Oppenheimer & Co
35
Oppenheimer & Co
New York
– -$354K -28,707 Closed
JWCA
36
J.W. Cole Advisors
Florida
– -$345K -27,969 Closed
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
– -$329K -26,638 Closed
SFS
38
Shaker Financial Services
Virginia
– -$302K -24,479 Closed
FFA
39
Founders Financial Alliance
North Carolina
– -$282K -22,865 Closed
Mariner
40
Mariner
Kansas
– -$274K -22,228 Closed
Sanctuary Advisors
41
Sanctuary Advisors
Indiana
– -$255K -22,029 Closed
Choreo LLC
42
Choreo LLC
Illinois
– -$255K -20,860 Closed
CL
43
CSS LLC
Illinois
– -$248K -20,058 Closed
HNWAG
44
High Net Worth Advisory Group
Florida
– -$232K -18,798 Closed
NAS
45
NWF Advisory Services
California
– -$225K -18,226 Closed
Kestra Private Wealth Services
46
Kestra Private Wealth Services
Texas
– -$223K -18,031 Closed
Wedbush Securities
47
Wedbush Securities
California
– -$219K -17,764 Closed
WI
48
Wintrust Investments
Illinois
– -$208K -16,866 Closed
Capital Investment Advisors
49
Capital Investment Advisors
Georgia
– -$182K -14,782 Closed
PWPS
50
Pinnacle Wealth Planning Services
Ohio
– -$175K -14,217 Closed
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