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First Trust S&P REIT Index Fund
FRI

39 hedge funds and large institutions have $89.3M invested in First Trust S&P REIT Index Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

5% more funds holding

Funds holding: 37 → 39 (+2)

0.32% more ownership

Funds ownership: 59.8% → 60.12% (+0.32%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

5% less capital invested

Capital invested by funds: $94.2M → $89.3M (-$4.96M)

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
13
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$4.69M
2
VF
Virtu Financial
New York
+$3.94M
3
FHA
First Horizon Advisors
Tennessee
+$2.93M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.49M
5
US Bancorp
US Bancorp
Minnesota
+$542K

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$9.65M
2
Wells Fargo
Wells Fargo
California
-$3.35M
3
Morgan Stanley
Morgan Stanley
New York
-$1.94M
4
HA
Hays Advisory
Tennessee
-$1.1M
5
NPC
National Planning Corporation
California
-$486K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$72.6K -$152K -8,439 -67%
WA
27
WFG Advisors
Texas
$57K +$614 +34 +1%
BCM
28
Blume Capital Management
California
$49K +$50.6K +2,801 New
Deutsche Bank
29
Deutsche Bank
Germany
$41K -$37.6K -2,080 -46%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$39K +$18.6K +1,030 +87%
Citigroup
31
Citigroup
New York
$28K +$1.41K +78 +5%
TIM
32
Tortoise Investment Management
New York
$25K +$15.4K +852 +147%
HF
33
Hoxton Financial
West Virginia
$24K – – –
MFS
34
MSI Financial Services
Massachusetts
$11K +$11.3K +623 New
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$8K – – –
NES
36
New England Securities
New York
$7K – – –
WEC
37
Winslow Evans & Crocker
Massachusetts
$7K +$7.23K +400 New
EU
38
Emory University
Georgia
$4K – – –
HI
39
Hudock Inc
Pennsylvania
$1K – – –
VKH
40
Virtu KCG Holdings
New York
– -$418K -23,378 Closed
PI
41
Placemark Investments
Illinois
– -$369K -20,693 Closed
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
– -$229K -12,842 Closed
1
2

FRI Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust S&P REIT Index Fund (FRI) for Q4 2013, worth a combined $89.3M — down 5.3% from $94.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FRI positions and 3 closed out — a net gain of 4 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Credit Suisse, adding an estimated $4.69M. The largest seller was Goldman Sachs, cutting an estimated $9.65M.

  • 39 institutional investors held First Trust S&P REIT Index Fund (FRI) as of Q4 2013, up from 37 in Q3 2013.
  • Funds reported $89.3M of First Trust S&P REIT Index Fund stock for Q4 2013, down 5.3% quarter-over-quarter.
  • 7 funds opened new First Trust S&P REIT Index Fund positions in Q4 2013 and 3 closed out, a net change of +4 holders.
  • The largest First Trust S&P REIT Index Fund buyer in Q4 2013 was Credit Suisse, an estimated $4.69M added.
  • The largest First Trust S&P REIT Index Fund seller in Q4 2013 was Goldman Sachs, an estimated $9.65M sold.

Based on aggregated 13F filings for Q4 2013.