Tortoise Investment Management’s First Trust S&P REIT Index Fund FRI Stock Holding History

Tortoise Investment Management’s Portfolio FRI Stock Details FRI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-581	Closed	-$11K	–	478
2014 Q3	$11K	Hold	581	–	–	﹤0.01%	293
2014 Q2	$12K	Hold	581	–	–	0.01%	306
2014 Q1	$11K	Sell	581 -852	-59%	-$15.8K	0.01%	260
2013 Q4	$25K	Buy	1,433 +852	+147%	+$15.4K	0.01%	209
2013 Q3	$10K	Hold	581	–	–	0.01%	233
2013 Q2	$11K	Buy	+581	New	+$11.4K	0.01%	220

Other funds holding FRI

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Xponance Philadelphia, Pennsylvania $14.1B AUM 30.11% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return

Tortoise Investment Management's FRI Position: Q4 2014 in Review

Tortoise Investment Management sold out of First Trust S&P REIT Index Fund (FRI) in Q4 2014, closing a stake of 581 shares — an estimated $11K sold.

Tortoise Investment Management first reported a position in FRI in Q2 2013 and held it in 6 quarters. The position peaked at $25K in Q4 2013. 56 funds tracked by Wall St. Rank hold FRI as of Q4 2014.

Tortoise Investment Management reported no remaining First Trust S&P REIT Index Fund position as of Q4 2014 after selling out during the quarter.
Tortoise Investment Management sold 581 First Trust S&P REIT Index Fund shares in Q4 2014, an estimated $11K.
Tortoise Investment Management first reported a position in First Trust S&P REIT Index Fund in Q2 2013 and held it in 6 quarters.
Tortoise Investment Management's First Trust S&P REIT Index Fund position peaked at $25K in Q4 2013.
56 funds tracked by Wall St. Rank held First Trust S&P REIT Index Fund as of Q4 2014.

Based on Tortoise Investment Management's 13F filing for Q4 2014, filed 12 Feb 2015.