FT Vest US Equity Buffer ETF October
FOCT
24 hedge funds and large institutions have $16.4M invested in FT Vest US Equity Buffer ETF October in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 2 increasing their positions, 9 reducing their positions, and 10 closing their positions.
14.05% less ownership
Funds ownership: 36.17% → 22.12% (-14%)
20% less funds holding
Funds holding: 30 → 24 (-6)
35% less capital invested
Capital invested by funds: $25.2M → $16.4M (-$8.79M)
50% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 10
78% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PWM
PRW Wealth Management
Quincy,
Massachusetts
|
+$2.91M |
| 2 |
WP
WealthPLAN Partners
Omaha,
Nebraska
|
+$818K |
| 3 |
PCA
Pallas Capital Advisors
Braintree,
Massachusetts
|
+$556K |
| 4 |
BRWM
B. Riley Wealth Management
Memphis,
Tennessee
|
+$342K |
| 5 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$27.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
T
TRUADVICE
Sarasota,
Florida
|
-$3.58M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$1.81M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.32M |
| 4 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$1.02M |
| 5 |
CA
Cetera Advisors
Denver,
Colorado
|
-$806K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
26
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$1.32M | -38,899 | Closed |
|
|
OMC
27
Old Mission Capital
Chicago,
Illinois
| – | -$1.02M | -29,928 | Closed |
|
|
CA
28
Cetera Advisors
Denver,
Colorado
| – | -$806K | -23,732 | Closed |
|
|
SFS
29
Sowell Financial Services
North Little Rock,
Arkansas
| – | -$707K | -20,801 | Closed |
|
|
TCM
30
Triumph Capital Management
Denver,
Colorado
| – | -$297K | -8,714 | Closed |
|
|
JWCA
31
J.W. Cole Advisors
Tampa,
Florida
| – | -$282K | -8,300 | Closed |
|
|
SMF
32
Sterling Manor Financial
Saratoga Springs,
New York
| – | -$263K | -7,731 | Closed |
|
|
PFS
33
Prospera Financial Services
Dallas,
Texas
| – | -$224K | -6,600 | Closed |
|
|
ACA
34
Aptus Capital Advisors
Fairhope,
Alabama
| – | -$85K | -2,512 | Closed |
|
FOCT Hedge Fund Activity: Q3 2021 in Review
24 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF October (FOCT) for Q3 2021, worth a combined $16.4M — down 35% from $25.2M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of FOCT and 5 opened new positions — a net loss of 5 holders — while 9 trimmed existing stakes and 2 added.
The largest buyer was PRW Wealth Management, opening a new position worth an estimated $2.91M. The largest seller was TRUADVICE, cutting an estimated $3.58M.
- 24 institutional investors held FT Vest US Equity Buffer ETF October (FOCT) as of Q3 2021, down from 30 in Q2 2021.
- Funds reported $16.4M of FT Vest US Equity Buffer ETF October stock for Q3 2021, down 35% quarter-over-quarter.
- 5 funds opened new FT Vest US Equity Buffer ETF October positions in Q3 2021 and 10 closed out, a net change of -5 holders.
- The largest FT Vest US Equity Buffer ETF October buyer in Q3 2021 was PRW Wealth Management, an estimated $2.91M added.
- The largest FT Vest US Equity Buffer ETF October seller in Q3 2021 was TRUADVICE, an estimated $3.58M sold.
Based on aggregated 13F filings for Q3 2021.