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iShares Floating Rate Bond ETF

137 hedge funds and large institutions have $3.18B invested in iShares Floating Rate Bond ETF in 2013 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 64 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 10

178% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 23

155% more capital invested

Capital invested by funds: $1.24B → $3.18B (+$1.93B)

58% more funds holding in top 10

Funds holding in top 10: 1219 (+7)

28% more funds holding

Funds holding: 107137 (+30)

5.62% less ownership

Funds ownership: 65.35%59.73% (-5.6%)

Holders
137
Holders Change
+30
Holders Change %
+28.04%
% of All Funds
4.44%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.62%
New
42
Increased
64
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GJIC
101
Gamble Jones Investment Counsel
California
$677K +$34.3K +677 +5%
RCM
102
Rotella Capital Management
Washington
$659K
William Blair & Company
103
William Blair & Company
Illinois
$635K +$50.6K +1,000 +9%
UBS AM
104
UBS AM
Illinois
$608K
NES
105
New England Securities
New York
$603K +$463K +9,146 +332%
Bank of Montreal
106
Bank of Montreal
Ontario, Canada
$585K +$574K +11,345 +5,818%
IFWM
107
Institute for Wealth Management
Colorado
$579K +$416K +8,213 +256%
Schroder Investment Management Group
108
Schroder Investment Management Group
United Kingdom
$575K +$575K +11,350 New
FAAM
109
First Allied Asset Management
California
$568K -$1.09M -21,570 -66%
HighTower Advisors
110
HighTower Advisors
Illinois
$565K +$565K +11,157 New
AWM
111
Affinity Wealth Management
Delaware
$563K +$308K +6,084 +121%
VFS
112
VSR Financial Services
Kansas
$537K -$319K -6,296 -37%
WTC
113
WhitTier Trust Company
Nevada
$531K -$162K -3,200 -23%
NEPWA
114
New England Private Wealth Advisors
Massachusetts
$509K +$557 +11 +0.1%
WCM
115
Windham Capital Management
Massachusetts
$485K -$60.8K -1,200 -11%
Barclays
116
Barclays
United Kingdom
$482K -$5.92K -117 -1%
NPC
117
National Planning Corporation
California
$458K +$456K +9,008 New
KA
118
Kovack Advisors
Florida
$387K +$387K +7,646 New
ICOA
119
Investment Centers of America
North Dakota
$383K +$384K +7,591 New
SS
120
SG Select
Florida
$333K +$333K +6,570 New
CWM
121
Concert Wealth Management
California
$316K +$317K +6,251 New
HCA
122
Harbour Capital Advisors
Virginia
$294K
CC
123
Courier Capital
New York
$287K +$287K +5,665 New
Deutsche Bank
124
Deutsche Bank
Germany
$258K +$259K +5,122 New
PSI
125
Pinnacle Summer Investments
Virginia
$171K +$171K +3,377 New

FLOT Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2013, worth a combined $3.18B — up 155% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FLOT positions and 10 closed out — a net gain of 32 holders — while 64 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $204M. The largest seller was Goldman Sachs, cutting an estimated $15.6M.

  • 137 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2013, up from 107 in Q2 2013.
  • Funds reported $3.18B of iShares Floating Rate Bond ETF stock for Q3 2013, up 155% quarter-over-quarter.
  • 42 funds opened new iShares Floating Rate Bond ETF positions in Q3 2013 and 10 closed out, a net change of +32 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2013 was Bank of America, an estimated $204M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2013 was Goldman Sachs, an estimated $15.6M sold.

Based on aggregated 13F filings for Q3 2013.