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First Trust United Kingdom AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AW
1
ACG Wealth
Georgia
$4.78M +$47.5K +1,470 +1%
HighTower Advisors
2
HighTower Advisors
Illinois
$4.68M +$194K +6,018 +4%
Morgan Stanley
3
Morgan Stanley
New York
$1.36M -$251K -7,769 -16%
Jane Street
4
Jane Street
New York
$1.26M +$556K +17,194 +80%
SG Americas Securities
5
SG Americas Securities
New York
$991K +$200K +6,200 +26%
Citadel Advisors
6
Citadel Advisors
Florida
$936K +$518K +16,028 +128%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$916K +$640K +19,796 +241%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$678K +$667K +20,628 New
Wells Fargo
9
Wells Fargo
California
$440K -$196K -6,061 -31%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$354K -$35.6K -1,103 -9%
VKH
11
Virtu KCG Holdings
New York
$331K -$239K -7,393 -42%
Bank of America
12
Bank of America
North Carolina
$238K -$36.6K -1,133 -13%
UBS Group
13
UBS Group
Switzerland
$64K -$35.2K -1,089 -36%
IA
14
IFP Advisors
Florida
$44K +$2.42K +75 +6%
MFS
15
MSI Financial Services
Massachusetts
$24K -$2.13K -66 -8%
JP Morgan Chase
16
JP Morgan Chase
New York
$12K +$9.34K +289 +325%
WA
17
WFG Advisors
Texas
$8K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$7K
GI
19
Gradient Investments
Minnesota
$3K
CCM
20
Cribstone Capital Management
Maine
$1K
Goldman Sachs
21
Goldman Sachs
New York
-$355K -10,362 Closed
RJA
22
Raymond James & Associates
Florida
-$354K -10,334 Closed