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First Trust United Kingdom AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$40.5M +$38.6M +1,073,824 New
Morgan Stanley
2
Morgan Stanley
New York
$3.93M +$3.63M +100,847 +3,173%
BFEC
3
Benjamin F. Edwards & Company
Missouri
$2.29M +$17.9K +497 +0.8%
PCH
4
PGIM Custom Harvest
New Jersey
$1.86M -$1.13M -31,522 -39%
RG
5
Rathbones Group
United Kingdom
$1.43M -$14.2K -396 -1%
Corient Private Wealth
6
Corient Private Wealth
Florida
$1.22M
RJA
7
Raymond James & Associates
Florida
$590K +$562K +15,626 New
WIM
8
Waverton Investment Management
United Kingdom
$478K
CCA
9
Cottonwood Capital Advisors
Utah
$408K -$35.3K -983 -8%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$359K +$342K +9,498 New
WCFA
11
Walkner Condon Financial Advisors
Wisconsin
$317K
TFA
12
Transamerica Financial Advisors
Florida
$305K +$289K +8,045 +114,929%
HighTower Advisors
13
HighTower Advisors
Illinois
$242K +$229K +6,377 New
LCWP
14
Legacy Capital Wealth Partners
Arkansas
$232K +$239K +6,660 New
SG
15
StoneX Group
New York
$203K +$193K +5,366 New
Osaic Holdings
16
Osaic Holdings
Arizona
$113K +$108K +2,999 New
DF
17
Dunhill Financial
United Kingdom
$35.7K -$64K -1,779 -65%
Wells Fargo
18
Wells Fargo
California
$39
Jane Street
19
Jane Street
New York
-$1.34M -36,500 Closed
OMC
20
Old Mission Capital
Illinois
-$912K -24,873 Closed
Citadel Advisors
21
Citadel Advisors
Florida
-$422K -11,518 Closed
UBS Group
22
UBS Group
Switzerland
-$30.9K -844 Closed
AA
23
AlphaMark Advisors
Kentucky
-$4K -100 Closed
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
-$185 -5 Closed