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First Trust United Kingdom AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Sowell Financial Services
Arkansas
$1.99M -$406K -9,142 -17%
BFEC
2
Benjamin F. Edwards & Company
Missouri
$1.18M +$1.2M +26,928 New
CIBC World Market
3
CIBC World Market
Ontario, Canada
$831K +$394K +8,873 +88%
Stifel Financial
4
Stifel Financial
Missouri
$643K +$651K +14,654 New
VWA
5
V Wealth Advisors
Kansas
$622K -$1.24K -28 -0.2%
RJA
6
Raymond James & Associates
Florida
$375K +$132K +2,964 +53%
PCH
7
PGIM Custom Harvest
New Jersey
$308K
KPW
8
Kore Private Wealth
New York
$291K
Jane Street
9
Jane Street
New York
$243K +$246K +5,546 New
BAM
10
Belpointe Asset Management
Nevada
$189K +$191K +4,295 New
Morgan Stanley
11
Morgan Stanley
New York
$184K -$5.02K -113 -3%
UBS Group
12
UBS Group
Switzerland
$76K +$75.4K +1,697 +3,263%
Wells Fargo
13
Wells Fargo
California
$22K +$44 +1 +0.2%
Osaic Holdings
14
Osaic Holdings
Arizona
$20K +$20.2K +455 New
AWA
15
Arkadios Wealth Advisors
Georgia
$6K +$44 +1 +0.7%
RG
16
Retirement Group
California
$5K
AA
17
AlphaMark Advisors
Kentucky
$4K +$4.44K +100 New
Citadel Advisors
18
Citadel Advisors
Florida
-$2.1M -50,291 Closed
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$1.05M -25,178 Closed
OMC
20
Old Mission Capital
Illinois
-$209K -5,010 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$5K -110 Closed