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First Trust United Kingdom AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$34.3M -$2.89M -72,696 -7%
Morgan Stanley
2
Morgan Stanley
New York
$5.14M -$2.41M -60,508 -31%
RG
3
Rathbones Group
United Kingdom
$2.26M +$64.6K +1,622 +3%
Citadel Advisors
4
Citadel Advisors
Florida
$2.03M +$2.12M +53,387 New
BEI
5
Benjamin Edwards Inc
Missouri
$2M -$189K -4,756 -8%
FTUS
6
Flow Traders U.S.
New York
$1.58M +$1.65M +41,405 New
Corient Private Wealth
7
Corient Private Wealth
Florida
$1.22M -$55.5K -1,395 -4%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$769K +$804K +20,197 New
PCH
9
PGIM Custom Harvest
New Jersey
$668K -$685K -17,221 -50%
Raymond James Financial
10
Raymond James Financial
Florida
$601K +$628K +15,787 New
Jane Street
11
Jane Street
New York
$582K +$608K +15,288 New
WIM
12
Waverton Investment Management
United Kingdom
$481K -$1.39K -35 -0.3%
QCM
13
Quantinno Capital Management
New York
$459K +$42K +1,055 +10%
UBS Group
14
UBS Group
Switzerland
$422K +$441K +11,073 New
CCA
15
Cottonwood Capital Advisors
Utah
$376K -$7.88K -198 -2%
Osaic Holdings
16
Osaic Holdings
Arizona
$327K +$213K +5,354 +166%
TFA
17
Transamerica Financial Advisors
Florida
$282K -$836 -21 -0.3%
HighTower Advisors
18
HighTower Advisors
Illinois
$212K -$3.78K -95 -2%
EPIMS
19
Evelyn Partners Investment Management Services
$76.2K +$79.7K +2,002 New
CAS
20
Coppell Advisory Solutions
Texas
$75.9K
DF
21
Dunhill Financial
United Kingdom
$36.6K +$637 +16 +2%
Comerica Bank
22
Comerica Bank
Texas
$5.14K +$597 +15 +13%
Wells Fargo
23
Wells Fargo
California
$45
Bank of America
24
Bank of America
North Carolina
-$747K -17,860 Closed
LPL Financial
25
LPL Financial
California
-$321K -7,674 Closed