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First Trust United Kingdom AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$5.33M +$59K +1,912 +1%
Prudential Financial
2
Prudential Financial
New Jersey
$1.72M +$272K +8,805 +19%
Jane Street
3
Jane Street
New York
$1.18M -$572K -18,558 -30%
RG
4
Rathbones Group
United Kingdom
$714K +$227K +7,357 +38%
OMC
5
Old Mission Capital
Illinois
$585K -$195K -6,327 -22%
JHP
6
James Hambro & Partners
United Kingdom
$482K +$583K +18,903 New
CCA
7
Cottonwood Capital Advisors
Utah
$383K +$68.6K +2,225 +18%
Morgan Stanley
8
Morgan Stanley
New York
$381K -$3.77M -122,329 -90%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$365K +$421K +13,635 New
WCFA
10
Walkner Condon Financial Advisors
Wisconsin
$287K -$110K -3,577 -25%
CS
11
Credit Suisse
Switzerland
$192K -$179K -5,810 -45%
Bank of America
12
Bank of America
North Carolina
$146K -$103K -3,339 -38%
UBS Group
13
UBS Group
Switzerland
$128K +$128K +4,142 +623%
MIM
14
MTM Investment Management
South Carolina
$18K
Wells Fargo
15
Wells Fargo
California
$13K
Osaic Holdings
16
Osaic Holdings
Arizona
$7K -$114K -3,680 -94%
IA
17
IFP Advisors
Florida
$7K
TRCT
18
Tower Research Capital (TRC)
New York
$7K +$7.99K +259 New
AA
19
AlphaMark Advisors
Kentucky
$3K
BFEC
20
Benjamin F. Edwards & Company
Missouri
$3K
TFA
21
Transamerica Financial Advisors
Florida
$1K -$293K -9,496 -100%
First Trust Advisors
22
First Trust Advisors
Illinois
-$32.3M -1,021,525 Closed
Citadel Advisors
23
Citadel Advisors
Florida
-$1.16M -36,848 Closed
HighTower Advisors
24
HighTower Advisors
Illinois
-$512K -16,212 Closed
RJA
25
Raymond James & Associates
Florida
-$488K -15,467 Closed