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FINS

Angel Oak Financial Strategies Income Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.4M +$13.6M +808,121 +67%
ST
2
Sphinx Trading
Illinois
$21.2M +$8.31M +494,204 +66%
UBS Group
3
UBS Group
Switzerland
$16.2M +$1.77M +105,390 +13%
RJA
4
Raymond James & Associates
Florida
$12.4M +$5.24M +311,741 +75%
SIA
5
Sit Investment Associates
Minnesota
$9.6M +$8.4M +499,520 +793%
COLIM
6
City of London Investment Management
United Kingdom
$7.29M +$3.24M +192,668 +82%
Wolverine Trading
7
Wolverine Trading
Illinois
$6.86M -$284K -16,855 -4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.27M -$1.72M -102,338 -25%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$3.93M +$3.85M +228,666 +14,696%
LPL Financial
10
LPL Financial
California
$3.68M -$960K -57,079 -21%
SFS
11
Shaker Financial Services
Virginia
$3.24M +$222K +13,218 +7%
GA
12
GraniteShares Advisors
New York
$2.65M +$2.61M +155,383 New
TPWM
13
Twelve Points Wealth Management
Massachusetts
$2.2M +$2.17M +128,889 New
CPIG
14
Chicago Partners Investment Group
Illinois
$2.07M +$572K +33,997 +36%
Wells Fargo
15
Wells Fargo
California
$1.88M -$7.35K -437 -0.4%
Stifel Financial
16
Stifel Financial
Missouri
$1.73M +$1.33M +79,196 +355%
Bank of America
17
Bank of America
North Carolina
$1.47M +$448K +26,630 +45%
DADC
18
D.A. Davidson & Co
Montana
$1.28M -$115K -6,862 -8%
MGWM
19
Marks Group Wealth Management
Minnesota
$1.23M +$1.21M +72,000 New
MC
20
Matisse Capital
Oregon
$928K +$359K +21,368 +65%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$857K +$845K +50,210 New
FWM
22
Foresight Wealth Management
Utah
$551K +$93.9K +5,581 +21%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$541K -$761K -45,246 -59%
Osaic Holdings
24
Osaic Holdings
Arizona
$507K +$157K +9,305 +45%
WS
25
Wedbush Securities
California
$492K -$6.56K -390 -1%