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FINS

Angel Oak Financial Strategies Income Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
VCM
1
Vivaldi Capital Management
Illinois
$42.5M +$42M +2,514,778 +4,961%
UBS Group
2
UBS Group
Switzerland
$13.2M +$5.33M +318,605 +69%
Wolverine Trading
3
Wolverine Trading
Illinois
$7.29M +$7.23M +432,453 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.81M +$1.12M +67,136 +31%
LPL Financial
5
LPL Financial
California
$3.39M +$204K +12,173 +6%
Wells Fargo
6
Wells Fargo
California
$2.04M +$256K +15,319 +15%
Morgan Stanley
7
Morgan Stanley
New York
$1.92M -$126K -7,566 -6%
RJA
8
Raymond James & Associates
Florida
$1.31M +$184K +11,020 +16%
LCM
9
Landscape Capital Management
New Jersey
$560K +$40.2K +2,404 +8%
WS
10
Wedbush Securities
California
$548K +$61.5K +3,679 +13%
Truist Financial
11
Truist Financial
North Carolina
$457K +$35.9K +2,150 +9%
SFS
12
Shaker Financial Services
Virginia
$444K +$440K +26,291 New
Stifel Financial
13
Stifel Financial
Missouri
$443K +$103K +6,171 +31%
DIM
14
Delta Investment Management
California
$267K -$83.6K -5,000 -24%
HWM
15
Howard Wealth Management
Connecticut
$264K -$1.67K -100 -0.6%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$195K -$23.6K -1,409 -11%
FM
17
Family Management
New York
$186K +$184K +11,014 New
HB
18
Homrich & Berg
Georgia
$173K +$3.08K +184 +2%
PAG
19
Private Advisor Group
New Jersey
$63K +$62.7K +3,750 New
Bank of America
20
Bank of America
North Carolina
$48K -$36.2K -2,165 -43%
SPIA
21
Steward Partners Investment Advisory
New York
$4K
DADC
22
D.A. Davidson & Co
Montana
-$860K -50,269 Closed
SCM
23
Saba Capital Management
New York
-$593K -34,689 Closed
MC
24
Matisse Capital
Oregon
-$341K -19,952 Closed
FA
25
Fortis Advisors
Pennsylvania
-$128K -7,500 Closed