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FINS

Angel Oak Financial Strategies Income Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$56.3M +$3.5M +285,911 +7%
SIA
2
Sit Investment Associates
Minnesota
$29M +$18.5M +1,512,921 +188%
Morgan Stanley
3
Morgan Stanley
New York
$28.4M +$44.9K +3,675 +0.2%
UBS Group
4
UBS Group
Switzerland
$8.95M -$1.29M -105,830 -13%
NFG
5
Nations Financial Group
Iowa
$6.25M +$628K +51,353 +11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.27M +$395K +32,311 +14%
Stifel Financial
7
Stifel Financial
Missouri
$2.89M +$144K +11,782 +5%
Wells Fargo
8
Wells Fargo
California
$2.11M -$78.3K -6,403 -4%
LPL Financial
9
LPL Financial
California
$1.61M -$145K -11,832 -8%
CPIG
10
Chicago Partners Investment Group
Illinois
$1.39M +$3.06K +250 +0.2%
EPM
11
Equitec Proprietary Markets
Illinois
$1.39M -$423K -34,558 -24%
TPWM
12
Twelve Points Wealth Management
Massachusetts
$1.21M -$25.6K -2,094 -2%
RJA
13
Raymond James & Associates
Florida
$1.18M -$86.3K -7,060 -7%
DWM
14
Dakota Wealth Management
Florida
$772K +$20.5K +1,675 +3%
SA
15
SFI Advisors
New Jersey
$707K +$155K +12,675 +29%
Osaic Holdings
16
Osaic Holdings
Arizona
$581K -$41.3K -3,375 -7%
First Trust Advisors
17
First Trust Advisors
Illinois
$522K +$158K +12,891 +45%
LCM
18
Landscape Capital Management
New Jersey
$517K +$66.2K +5,416 +15%
WS
19
Wedbush Securities
California
$400K -$56.5K -4,625 -13%
Wealth Enhancement Advisory Services
20
Wealth Enhancement Advisory Services
Minnesota
$304K +$161K +13,170 +118%
DADC
21
D.A. Davidson & Co
Montana
$208K -$26.2K -2,140 -11%
Lido Advisors
22
Lido Advisors
California
$168K
CCG
23
Catalina Capital Group
California
$163K +$3.47K +284 +2%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$161K +$28.1K +2,298 +22%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$161K +$157K +12,863 New