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FINS

Angel Oak Financial Strategies Income Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$50.3M +$7.8M +649,193 +18%
Morgan Stanley
2
Morgan Stanley
New York
$27M -$50.7K -4,224 -0.2%
UBS Group
3
UBS Group
Switzerland
$9.79M -$190K -15,810 -2%
SIA
4
Sit Investment Associates
Minnesota
$9.59M +$1.71M +142,590 +22%
NFG
5
Nations Financial Group
Iowa
$5.35M +$1.64M +136,163 +43%
Wolverine Trading
6
Wolverine Trading
Illinois
$4.95M
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.73M +$164K +13,678 +6%
Stifel Financial
8
Stifel Financial
Missouri
$2.61M +$1.22M +101,201 +86%
Wells Fargo
9
Wells Fargo
California
$2.08M -$466K -38,793 -18%
EPM
10
Equitec Proprietary Markets
Illinois
$1.73M -$775K -64,480 -31%
LPL Financial
11
LPL Financial
California
$1.68M -$123K -10,223 -7%
CPIG
12
Chicago Partners Investment Group
Illinois
$1.37M +$2.99K +249 +0.2%
RJA
13
Raymond James & Associates
Florida
$1.21M -$59.4K -4,945 -5%
TPWM
14
Twelve Points Wealth Management
Massachusetts
$1.18M -$112K -9,344 -9%
DWM
15
Dakota Wealth Management
Florida
$716K +$158K +13,175 +28%
Osaic Holdings
16
Osaic Holdings
Arizona
$596K -$131K -10,874 -18%
SA
17
SFI Advisors
New Jersey
$523K +$35.3K +2,941 +7%
WS
18
Wedbush Securities
California
$436K +$11.5K +959 +3%
LCM
19
Landscape Capital Management
New Jersey
$429K +$432K +35,986 New
SFS
20
Shaker Financial Services
Virginia
$396K +$279K +23,225 +232%
First Trust Advisors
21
First Trust Advisors
Illinois
$345K +$70.1K +5,835 +25%
WAM
22
Weiss Asset Management
Massachusetts
$332K +$335K +27,858 New
HighTower Advisors
23
HighTower Advisors
Illinois
$291K -$2.21K -184 -0.8%
IP
24
Ignite Planners
California
$252K -$97.4K -8,104 -28%
DADC
25
D.A. Davidson & Co
Montana
$224K +$68K +5,659 +43%