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FINS

Angel Oak Financial Strategies Income Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$7.93M +$821K +41,541 +10%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.72M +$154K +7,803 +4%
LPL Financial
3
LPL Financial
California
$3.22M +$619K +31,285 +20%
Morgan Stanley
4
Morgan Stanley
New York
$2.07M +$1.4M +70,906 +141%
Wells Fargo
5
Wells Fargo
California
$1.8M -$435K -22,020 -17%
RJA
6
Raymond James & Associates
Florida
$1.14M -$579K -29,270 -30%
VCM
7
Vivaldi Capital Management
Illinois
$867K -$2.17M -110,000 -68%
DADC
8
D.A. Davidson & Co
Montana
$860K -$46.5K -2,350 -4%
SCM
9
Saba Capital Management
New York
$593K +$686K +34,689 New
LCM
10
Landscape Capital Management
New Jersey
$525K +$607K +30,708 New
WS
11
Wedbush Securities
California
$492K -$24.7K -1,250 -4%
Truist Financial
12
Truist Financial
North Carolina
$426K -$58.4K -2,952 -11%
DIM
13
Delta Investment Management
California
$356K
Stifel Financial
14
Stifel Financial
Missouri
$344K +$396K +20,040 New
MC
15
Matisse Capital
Oregon
$341K +$394K +19,952 New
HWM
16
Howard Wealth Management
Connecticut
$269K +$153K +7,735 +97%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$222K +$257K +13,005 New
HB
18
Homrich & Berg
Georgia
$172K +$199K +10,066 New
FA
19
Fortis Advisors
Pennsylvania
$128K
Bank of America
20
Bank of America
North Carolina
$86K +$98.9K +5,000 New
SPIA
21
Steward Partners Investment Advisory
New York
$4K
ASN
22
Advisory Services Network
Georgia
-$11.9K -600 Closed