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FINS

Angel Oak Financial Strategies Income Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
WS
26
Wedbush Securities
California
$485K +$46.6K +3,603 +11%
DWM
27
Dakota Wealth Management
Florida
$442K +$446K +34,500 New
HighTower Advisors
28
HighTower Advisors
Illinois
$431K +$440K +33,961 New
Jane Street
29
Jane Street
New York
$366K +$370K +28,605 New
DADC
30
D.A. Davidson & Co
Montana
$290K -$56.9K -4,393 -16%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$286K +$289K +22,364 New
LCM
32
Landscape Capital Management
New Jersey
$263K -$38.2K -2,954 -13%
First Trust Advisors
33
First Trust Advisors
Illinois
$258K +$1.22K +94 +0.5%
SA
34
SFI Advisors
New Jersey
$183K
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$170K -$71.3K -5,510 -29%
PHS
36
Pekin Hardy Strauss
Illinois
$166K -$85.1K -6,578 -34%
CC
37
Claybrook Capital
Massachusetts
$143K
RJT
38
Raymond James Trust
Florida
$138K -$12.3K -954 -8%
LOPW
39
Live Oak Private Wealth
North Carolina
$136K
EC
40
Elequin Capital
New York
$53.9K +$54.5K +4,209 New
Bank of America
41
Bank of America
North Carolina
$32K -$237K -18,328 -88%
ASN
42
Advisory Services Network
Georgia
$23.3K +$23.5K +1,817 New
CMP
43
Coston McIsaac & Partners
Maine
$9K +$194 +15 +2%
Bessemer Group
44
Bessemer Group
New Jersey
$8K +$7.78K +601 New
SPIA
45
Steward Partners Investment Advisory
New York
$2.38K
JP Morgan Chase
46
JP Morgan Chase
New York
$2K +$2.15K +166 New
SFS
47
Shaker Financial Services
Virginia
-$625K -46,654 Closed
Ameriprise
48
Ameriprise
Minnesota
-$583K -43,519 Closed
FWM
49
Foresight Wealth Management
Utah
-$323K -24,115 Closed
PFO
50
Pathstone Family Office
New Jersey
-$269K -20,070 Closed