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FINS

Angel Oak Financial Strategies Income Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
WS
26
Wedbush Securities
California
$459K +$276K +19,319 +129%
DADC
27
D.A. Davidson & Co
Montana
$363K -$259K -18,112 -40%
FWM
28
Foresight Wealth Management
Utah
$323K +$187K +13,133 +120%
LCM
29
Landscape Capital Management
New Jersey
$314K +$47.2K +3,303 +16%
Bank of America
30
Bank of America
North Carolina
$279K -$501K -35,071 -63%
First Trust Advisors
31
First Trust Advisors
Illinois
$269K +$286K +20,049 New
PFO
32
Pathstone Family Office
New Jersey
$269K
PHS
33
Pekin Hardy Strauss
Illinois
$262K +$9.99K +700 +4%
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$252K +$168K +11,783 +167%
QC
35
Quantedge Capital
Singapore
$213K -$89.8K -6,292 -28%
SA
36
SFI Advisors
New Jersey
$191K
HWM
37
Howard Wealth Management
Connecticut
$176K +$12.8K +900 +7%
RJT
38
Raymond James Trust
Florida
$157K +$167K +11,708 New
CC
39
Claybrook Capital
Massachusetts
$150K
LOPW
40
Live Oak Private Wealth
North Carolina
$142K
CMP
41
Coston McIsaac & Partners
Maine
$9K +$9.84K +689 New
SPIA
42
Steward Partners Investment Advisory
New York
$2K
H6H
43
Hightower 6M Holding
Kansas
-$280K -19,197 Closed
BCM
44
Bluefin Capital Management
New York
-$235K -16,274 Closed
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
-$225K -15,441 Closed
Bessemer Group
46
Bessemer Group
New Jersey
-$5K -338 Closed
TRCT
47
Tower Research Capital (TRC)
New York
-$2K -103 Closed
Fidelity Investments
48
Fidelity Investments
Massachusetts
+$14 +1 New