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FHK

First Trust Hong Kong AlphaDEX Fund

Delisted

FHK was delisted on the 28th of October, 2020.

21 hedge funds and large institutions have $5.33M invested in First Trust Hong Kong AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 2321 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

64% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 11

96% less capital invested

Capital invested by funds: $135M → $5.33M (-$129M)

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$1.35M -$215K -7,187 -14%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$758K -$643K -21,532 -47%
Morgan Stanley
3
Morgan Stanley
New York
$717K -$3.41M -114,019 -83%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$582K -$686K -22,942 -55%
VKH
5
Virtu KCG Holdings
New York
$426K +$406K +13,602 New
Citadel Advisors
6
Citadel Advisors
Florida
$407K +$385K +12,890 New
BFEC
7
Benjamin F. Edwards & Company
Missouri
$398K -$7.62K -255 -2%
LPL Financial
8
LPL Financial
California
$301K
UBS Group
9
UBS Group
Switzerland
$166K -$259K -8,657 -62%
FTUS
10
Flow Traders U.S.
New York
$86K -$2.99K -100 -3%
MFS
11
MSI Financial Services
Massachusetts
$29K +$6.39K +214 +30%
Citigroup
12
Citigroup
New York
$27K -$29.3K -980 -54%
TRCT
13
Tower Research Capital (TRC)
New York
$22K +$12.8K +428 +152%
JP Morgan Chase
14
JP Morgan Chase
New York
$14K -$182K -6,089 -93%
AIG
15
American International Group
New York
$13K
WA
16
WFG Advisors
Texas
$8K +$239 +8 +3%
FHA
17
First Horizon Advisors
Tennessee
$7K
Bank of America
18
Bank of America
North Carolina
$6K -$480K -16,048 -99%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$5K +$30 +1 +0.6%
AP
20
Atwood & Palmer
Missouri
$3K -$5.88M -196,675 -100%
First Trust Advisors
21
First Trust Advisors
Illinois
-$115M -3,419,133 Closed
RJA
22
Raymond James & Associates
Florida
-$857K -25,491 Closed
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
-$643K -19,135 Closed
LTFS
24
Ladenburg Thalmann Financial Services
Florida
-$5K -150 Closed

FHK Hedge Fund Activity: Q1 2016 in Review

21 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Hong Kong AlphaDEX Fund (FHK) for Q1 2016, worth a combined $5.33M — down 96% from $135M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FHK and 2 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 4 added.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $406K. The largest seller was First Trust Advisors, exiting entirely with an estimated $115M sold.

  • 21 institutional investors held First Trust Hong Kong AlphaDEX Fund (FHK) as of Q1 2016, down from 23 in Q4 2015.
  • Funds reported $5.33M of First Trust Hong Kong AlphaDEX Fund stock for Q1 2016, down 96% quarter-over-quarter.
  • 2 funds opened new First Trust Hong Kong AlphaDEX Fund positions in Q1 2016 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Hong Kong AlphaDEX Fund buyer in Q1 2016 was Virtu KCG Holdings, an estimated $406K added.
  • The largest First Trust Hong Kong AlphaDEX Fund seller in Q1 2016 was First Trust Advisors, an estimated $115M sold.

Based on aggregated 13F filings for Q1 2016.