First Trust Advisors’s First Trust Hong Kong AlphaDEX Fund FHK Stock Holding History

First Trust Advisors’s Portfolio FHK Stock Details FHK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-3,419,133	Closed	-$115M	–	2320
2015 Q4	$115M	Sell	3,419,133 -61,111	-2%	-$2.1M	0.3%	64
2015 Q3	$115M	Sell	3,480,244 -860,494	-20%	-$30.6M	0.33%	53
2015 Q2	$174M	Buy	4,340,738 +3,605,440	+490%	+$159M	0.45%	28
2015 Q1	$31.6M	Buy	735,298 +450,680	+158%	+$18.2M	0.09%	249
2014 Q4	$10.9M	Buy	+284,618	New	+$10.9M	0.04%	670

Other funds holding FHK

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $2.43B AUM 44.44% 1-Year Est. Return

First Trust Advisors's FHK Position: Q1 2016 in Review

First Trust Advisors sold out of First Trust Hong Kong AlphaDEX Fund (FHK) in Q1 2016, closing a stake of 3,419,133 shares — an estimated $115M sold.

First Trust Advisors first reported a position in FHK in Q4 2014 and held it in 5 quarters. The position peaked at $174M in Q2 2015. 21 funds tracked by Wall St. Rank hold FHK as of Q1 2016.

First Trust Advisors reported no remaining First Trust Hong Kong AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
First Trust Advisors sold 3,419,133 First Trust Hong Kong AlphaDEX Fund shares in Q1 2016, an estimated $115M.
First Trust Advisors first reported a position in First Trust Hong Kong AlphaDEX Fund in Q4 2014 and held it in 5 quarters.
First Trust Advisors's First Trust Hong Kong AlphaDEX Fund position peaked at $174M in Q2 2015.
21 funds tracked by Wall St. Rank held First Trust Hong Kong AlphaDEX Fund as of Q1 2016.

Based on First Trust Advisors's 13F filing for Q1 2016, filed 10 May 2016.