LPL Financial’s First Trust Hong Kong AlphaDEX Fund FHK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-9,848	Closed	-$301K	–	3090
2016 Q1	$301K	Hold	9,848	–	–	﹤0.01%	2507
2015 Q4	$325K	Buy	9,848 +3,727	+61%	+$123K	﹤0.01%	2479
2015 Q3	$210K	Sell	6,121 -4,646	-43%	-$159K	﹤0.01%	2480
2015 Q2	$415K	Buy	+10,767	New	+$415K	﹤0.01%	2054