LPL Financial’s First Trust Hong Kong AlphaDEX Fund FHK Stock Holding History

LPL Financial’s Portfolio FHK Stock Details FHK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-9,848	Closed	-$301K	–	3090
2016 Q1	$301K	Hold	9,848	–	–	﹤0.01%	2507
2015 Q4	$325K	Buy	9,848 +3,727	+61%	+$128K	﹤0.01%	2479
2015 Q3	$210K	Sell	6,121 -4,646	-43%	-$165K	﹤0.01%	2480
2015 Q2	$415K	Buy	+10,767	New	+$476K	﹤0.01%	2054

Other funds holding FHK

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $2.43B AUM 44.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

LPL Financial's FHK Position: Q2 2016 in Review

LPL Financial sold out of First Trust Hong Kong AlphaDEX Fund (FHK) in Q2 2016, closing a stake of 9,848 shares — an estimated $301K sold.

LPL Financial first reported a position in FHK in Q2 2015 and held it in 4 quarters. The position peaked at $415K in Q2 2015. 15 funds tracked by Wall St. Rank hold FHK as of Q2 2016.

LPL Financial reported no remaining First Trust Hong Kong AlphaDEX Fund position as of Q2 2016 after selling out during the quarter.
LPL Financial sold 9,848 First Trust Hong Kong AlphaDEX Fund shares in Q2 2016, an estimated $301K.
LPL Financial first reported a position in First Trust Hong Kong AlphaDEX Fund in Q2 2015 and held it in 4 quarters.
LPL Financial's First Trust Hong Kong AlphaDEX Fund position peaked at $415K in Q2 2015.
15 funds tracked by Wall St. Rank held First Trust Hong Kong AlphaDEX Fund as of Q2 2016.

Based on LPL Financial's 13F filing for Q2 2016, filed 15 Aug 2016.