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FHK

First Trust Hong Kong AlphaDEX Fund

Delisted

FHK was delisted on the 28th of October, 2020.

26 hedge funds and large institutions have $143M invested in First Trust Hong Kong AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% less funds holding

Funds holding: 3626 (-10)

40% less capital invested

Capital invested by funds: $240M → $143M (-$97M)

62% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 13

69% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 13

Holders
26
Holders Change
-10
Holders Change %
-27.78%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
13
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$115M -$30.6M -860,494 -20%
AP
2
Atwood & Palmer
Missouri
$10.5M -$373K -10,485 -3%
Morgan Stanley
3
Morgan Stanley
New York
$4.85M -$9.65M -271,440 -65%
AGA
4
Accuvest Global Advisors
Utah
$2.48M +$2.68M +75,530 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.08M -$2.05M -57,530 -48%
VKH
6
Virtu KCG Holdings
New York
$1.72M +$1.86M +52,192 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.61M +$796K +22,390 +84%
RJA
8
Raymond James & Associates
Florida
$997K -$1.02M -28,578 -49%
Citadel Advisors
9
Citadel Advisors
Florida
$931K +$394K +11,072 +64%
UBS Group
10
UBS Group
Switzerland
$717K -$2.95M -82,989 -79%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$653K +$8.03K +226 +1%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$460K -$2.7K -76 -0.5%
Bank of America
13
Bank of America
North Carolina
$384K -$484K -13,621 -54%
JP Morgan Chase
14
JP Morgan Chase
New York
$330K -$1.19M -33,439 -77%
BTS
15
BB&T Securities
Virginia
$230K -$63.8K -1,794 -20%
LPL Financial
16
LPL Financial
California
$210K -$165K -4,646 -43%
Citigroup
17
Citigroup
New York
$51K +$30.2K +850 +121%
TRCT
18
Tower Research Capital (TRC)
New York
$18K +$19.7K +553 New
MFS
19
MSI Financial Services
Massachusetts
$14K
AIG
20
American International Group
New York
$13K
MA
21
MUFG Americas
New York
$12K +$12.4K +350 New
WA
22
WFG Advisors
Texas
$8K +$71 +2 +0.8%
FHA
23
First Horizon Advisors
Tennessee
$7K -$1.86M -52,262 -100%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$5K -$3.02K -85 -34%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$5K

FHK Hedge Fund Activity: Q3 2015 in Review

26 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Hong Kong AlphaDEX Fund (FHK) for Q3 2015, worth a combined $143M — down 40% from $240M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FHK and 4 opened new positions — a net loss of 9 holders — while 13 trimmed existing stakes and 5 added.

The largest buyer was Accuvest Global Advisors, opening a new position worth an estimated $2.68M. The largest seller was First Trust Advisors, cutting an estimated $30.6M.

  • 26 institutional investors held First Trust Hong Kong AlphaDEX Fund (FHK) as of Q3 2015, down from 36 in Q2 2015.
  • Funds reported $143M of First Trust Hong Kong AlphaDEX Fund stock for Q3 2015, down 40% quarter-over-quarter.
  • 4 funds opened new First Trust Hong Kong AlphaDEX Fund positions in Q3 2015 and 13 closed out, a net change of -9 holders.
  • The largest First Trust Hong Kong AlphaDEX Fund buyer in Q3 2015 was Accuvest Global Advisors, an estimated $2.68M added.
  • The largest First Trust Hong Kong AlphaDEX Fund seller in Q3 2015 was First Trust Advisors, an estimated $30.6M sold.

Based on aggregated 13F filings for Q3 2015.