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FHK

First Trust Hong Kong AlphaDEX Fund

Delisted

FHK was delisted on the 28th of October, 2020.

19 hedge funds and large institutions have $36.9M invested in First Trust Hong Kong AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

33% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 3

27% more funds holding

Funds holding: 1519 (+4)

4% less capital invested

Capital invested by funds: $38.6M → $36.9M (-$1.67M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
19
Holders Change
+4
Holders Change %
+26.67%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
4
Reduced
3
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$10.9M +$10.9M +284,618 New
Morgan Stanley
2
Morgan Stanley
New York
$10.3M +$5.34M +139,172 +108%
AP
3
Atwood & Palmer
Missouri
$9.05M +$9.08M +236,360 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.18M +$754K +19,637 +174%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.18M +$472K +12,293 +66%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.14M -$14.5M -376,597 -93%
RJA
7
Raymond James & Associates
Florida
$807K +$809K +21,069 New
Stifel Financial
8
Stifel Financial
Missouri
$767K +$769K +20,031 New
Ameriprise
9
Ameriprise
Minnesota
$501K +$496K +12,912 +8,020%
Jane Street
10
Jane Street
New York
$345K +$346K +9,018 New
CS
11
Credit Suisse
Switzerland
$291K +$292K +7,602 New
UBS Group
12
UBS Group
Switzerland
$231K +$232K +6,033 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$212K +$213K +5,535 New
Bank of America
14
Bank of America
North Carolina
$55K +$55.2K +1,437 New
MFS
15
MSI Financial Services
Massachusetts
$11K +$10.9K +283 New
SAM
16
Shamrock Asset Management
Texas
$10K -$4.54M -118,107 -100%
TRCT
17
Tower Research Capital (TRC)
New York
$4K +$3.84K +100 New
FHA
18
First Horizon Advisors
Tennessee
$3K -$2.65M -68,984 -100%
HA
19
Hays Advisory
Tennessee
-$9.63M -255,129 Closed
VAM
20
Visionary Asset Management
Texas
-$302K -8,004 Closed
IPC
21
Independent Portfolio Consultants
Florida
-$152K -4,020 Closed
PI
22
Placemark Investments
Illinois
-$48K -1,268 Closed
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
-$30K -803 Closed
S
24
SignatureFD
Georgia
-$19K -493 Closed
BRWM
25
B. Riley Wealth Management
Tennessee
-$18K -486 Closed

FHK Hedge Fund Activity: Q4 2014 in Review

19 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Hong Kong AlphaDEX Fund (FHK) for Q4 2014, worth a combined $36.9M — down 4.3% from $38.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FHK positions and 7 closed out — a net gain of 5 holders — while 4 added to existing stakes and 3 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $10.9M. The largest seller was Susquehanna International Group, cutting an estimated $14.5M.

  • 19 institutional investors held First Trust Hong Kong AlphaDEX Fund (FHK) as of Q4 2014, up from 15 in Q3 2014.
  • Funds reported $36.9M of First Trust Hong Kong AlphaDEX Fund stock for Q4 2014, down 4.3% quarter-over-quarter.
  • 12 funds opened new First Trust Hong Kong AlphaDEX Fund positions in Q4 2014 and 7 closed out, a net change of +5 holders.
  • The largest First Trust Hong Kong AlphaDEX Fund buyer in Q4 2014 was First Trust Advisors, an estimated $10.9M added.
  • The largest First Trust Hong Kong AlphaDEX Fund seller in Q4 2014 was Susquehanna International Group, an estimated $14.5M sold.

Based on aggregated 13F filings for Q4 2014.