Raymond James & Associates’s First Trust Hong Kong AlphaDEX Fund FHK Stock Holding History

Raymond James & Associates’s Portfolio FHK Stock Details FHK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-25,491	Closed	-$857K	–	2985
2015 Q4	$857K	Sell	25,491 -4,800	-16%	-$165K	﹤0.01%	1715
2015 Q3	$997K	Sell	30,291 -28,578	-49%	-$1.02M	﹤0.01%	1599
2015 Q2	$2.35M	Buy	58,869 +44,360	+306%	+$1.96M	0.01%	1222
2015 Q1	$623K	Sell	14,509 -6,560	-31%	-$265K	﹤0.01%	1934
2014 Q4	$807K	Buy	+21,069	New	+$809K	﹤0.01%	1697

Other funds holding FHK

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Raymond James & Associates's FHK Position: Q1 2016 in Review

Raymond James & Associates sold out of First Trust Hong Kong AlphaDEX Fund (FHK) in Q1 2016, closing a stake of 25,491 shares — an estimated $857K sold.

Raymond James & Associates first reported a position in FHK in Q4 2014 and held it in 5 quarters. The position peaked at $2.35M in Q2 2015. 21 funds tracked by Wall St. Rank hold FHK as of Q1 2016.

Raymond James & Associates reported no remaining First Trust Hong Kong AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Raymond James & Associates sold 25,491 First Trust Hong Kong AlphaDEX Fund shares in Q1 2016, an estimated $857K.
Raymond James & Associates first reported a position in First Trust Hong Kong AlphaDEX Fund in Q4 2014 and held it in 5 quarters.
Raymond James & Associates's First Trust Hong Kong AlphaDEX Fund position peaked at $2.35M in Q2 2015.
21 funds tracked by Wall St. Rank held First Trust Hong Kong AlphaDEX Fund as of Q1 2016.

Based on Raymond James & Associates's 13F filing for Q1 2016, filed 12 May 2016.