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FHK

First Trust Hong Kong AlphaDEX Fund

Delisted

FHK was delisted on the 28th of October, 2020.

23 hedge funds and large institutions have $135M invested in First Trust Hong Kong AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less capital invested

Capital invested by funds: $143M → $135M (-$8.25M)

12% less funds holding

Funds holding: 2623 (-3)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$115M -$2.1M -61,111 -2%
AP
2
Atwood & Palmer
Missouri
$6.62M -$4.19M -121,630 -38%
Morgan Stanley
3
Morgan Stanley
New York
$4.6M -$363K -10,553 -7%
Jane Street
4
Jane Street
New York
$1.69M +$1.73M +50,315 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.54M -$108K -3,146 -6%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.4M -$750K -21,786 -34%
RJA
7
Raymond James & Associates
Florida
$857K -$165K -4,800 -16%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$643K -$24.2K -703 -4%
Bank of America
9
Bank of America
North Carolina
$545K +$157K +4,561 +39%
UBS Group
10
UBS Group
Switzerland
$470K -$269K -7,810 -36%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$436K -$35.1K -1,019 -7%
LPL Financial
12
LPL Financial
California
$325K +$128K +3,727 +61%
JP Morgan Chase
13
JP Morgan Chase
New York
$219K -$121K -3,513 -35%
FTUS
14
Flow Traders U.S.
New York
$96K +$98.5K +2,860 New
Citigroup
15
Citigroup
New York
$61K +$9.47K +275 +18%
MFS
16
MSI Financial Services
Massachusetts
$24K +$10.2K +296 +70%
AIG
17
American International Group
New York
$13K
TRCT
18
Tower Research Capital (TRC)
New York
$9K -$9.33K -271 -49%
WA
19
WFG Advisors
Texas
$8K +$34 +1 +0.4%
FHA
20
First Horizon Advisors
Tennessee
$7K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$6K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$5K
AGA
23
Accuvest Global Advisors
Utah
-$2.48M -75,530 Closed
VKH
24
Virtu KCG Holdings
New York
-$1.72M -52,192 Closed
Citadel Advisors
25
Citadel Advisors
Florida
-$931K -28,294 Closed

FHK Hedge Fund Activity: Q4 2015 in Review

23 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Hong Kong AlphaDEX Fund (FHK) for Q4 2015, worth a combined $135M — down 5.8% from $143M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FHK and 2 opened new positions — a net loss of 3 holders — while 11 trimmed existing stakes and 5 added.

The largest buyer was Jane Street, opening a new position worth an estimated $1.73M. The largest seller was Atwood & Palmer, cutting an estimated $4.19M.

  • 23 institutional investors held First Trust Hong Kong AlphaDEX Fund (FHK) as of Q4 2015, down from 26 in Q3 2015.
  • Funds reported $135M of First Trust Hong Kong AlphaDEX Fund stock for Q4 2015, down 5.8% quarter-over-quarter.
  • 2 funds opened new First Trust Hong Kong AlphaDEX Fund positions in Q4 2015 and 5 closed out, a net change of -3 holders.
  • The largest First Trust Hong Kong AlphaDEX Fund buyer in Q4 2015 was Jane Street, an estimated $1.73M added.
  • The largest First Trust Hong Kong AlphaDEX Fund seller in Q4 2015 was Atwood & Palmer, an estimated $4.19M sold.

Based on aggregated 13F filings for Q4 2015.