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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$235K +$241K +15,103 New
IAIM
77
International Assets Investment Management
Florida
$226K -$61.9K -3,880 -21%
PWM
78
Pines Wealth Management
North Carolina
$220K +$224K +14,013 New
Independent Advisor Alliance
79
Independent Advisor Alliance
North Carolina
$210K +$215K +13,504 New
PWA
80
Prairie Wealth Advisors
Nebraska
$197K -$9.57K -600 -5%
Evergreen Capital Management
81
Evergreen Capital Management
Washington
$195K – – –
DF Dent & Co
82
DF Dent & Co
Maryland
$191K – – –
LCM
83
Landscape Capital Management
New Jersey
$190K +$195K +12,234 New
Cary Street Partners
84
Cary Street Partners
Virginia
$183K +$188K +11,773 New
Truist Financial
85
Truist Financial
North Carolina
$181K +$1K +63 +0.5%
Cerity Partners
86
Cerity Partners
New York
$175K +$670 +42 +0.4%
PTC
87
Private Trust Company
Ohio
$162K – – –
Arkadios Wealth Advisors
88
Arkadios Wealth Advisors
Georgia
$159K – – –
GWSG
89
GPS Wealth Strategies Group
Colorado
$80.2K +$1.07K +67 +1%
Parallel Advisors
90
Parallel Advisors
California
$80.1K – – –
FFWM
91
Future Financial Wealth Management
Ohio
$80K -$27.1K -1,700 -25%
Comerica Bank
92
Comerica Bank
Texas
$78.7K -$11.6K -726 -13%
Allworth Financial
93
Allworth Financial
California
$67.5K – – –
Harbour Investments
94
Harbour Investments
Wisconsin
$62.1K – – –
Geneos Wealth Management
95
Geneos Wealth Management
Colorado
$59.2K – – –
Mather Group
96
Mather Group
Illinois
$57.3K – – –
IFP Advisors
97
IFP Advisors
Florida
$54.4K – – –
CCC
98
Chelsea Counsel Company
California
$48.5K -$28.3K -1,775 -36%
SIS
99
Sound Income Strategies
Florida
$44K +$574 +36 +1%
Capital Analysts LLC
100
Capital Analysts LLC
Pennsylvania
$39K – – –