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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MAM
76
Marquette Asset Management
Minnesota
$69K – – –
DTIM
77
Danda Trouve Investment Management
Kansas
$60K +$891 +39 +1%
FCA
78
FinTrust Capital Advisors
South Carolina
$59K – – –
NSIM
79
North Star Investment Management
Illinois
$48K – – –
GEA
80
Glen Eagle Advisors
New Jersey
$29K +$29.1K +1,275 New
Allworth Financial
81
Allworth Financial
California
$23K – – –
SWA
82
SOA Wealth Advisors
New York
$22K +$388 +17 +2%
Steward Partners Investment Advisory
83
Steward Partners Investment Advisory
New York
$19K -$14.9K -654 -43%
AA
84
AlphaMark Advisors
Kentucky
$18K – – –
Rockefeller Capital Management
85
Rockefeller Capital Management
New York
$18K +$18.5K +808 New
SWM
86
Sugarloaf Wealth Management
Georgia
$15K – – –
CFGS
87
Concourse Financial Group Securities
Alabama
$14K – – –
SIM
88
Sonora Investment Management
Arizona
$13K – – –
Carson Wealth (CWM LLC)
89
Carson Wealth (CWM LLC)
Nebraska
$10K – – –
AA
90
Addison Advisors
Vermont
$10K +$9.87K +432 New
TFM
91
TFC Financial Management
Massachusetts
$9K +$137 +6 +2%
Ancora Advisors
92
Ancora Advisors
Ohio
$8K – – –
Benjamin F. Edwards & Company
93
Benjamin F. Edwards & Company
Missouri
$8K – – –
TWM
94
Tradition Wealth Management
Minnesota
$8K +$7.86K +344 New
JCM
95
Jacobi Capital Management
Pennsylvania
$7K +$6.85K +300 New
FF
96
FourThought Financial
Florida
$6K – – –
Advisory Services Network
97
Advisory Services Network
Georgia
$2K +$2.28K +100 New
CHC
98
City Holding Co
West Virginia
$2K +$2.28K +100 New
ACM
99
Anfield Capital Management
California
– -$2.89M -123,195 Closed
GG
100
Golden Green
South Carolina
– -$1.26M -53,879 Closed