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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SBL
76
Sargent Bickham Lagudis
Colorado
$132K +$131K +6,106 New
MWC
77
MBM Wealth Consultants
Missouri
$130K
PFGIA
78
Patriot Financial Group Insurance Agency
Massachusetts
$118K +$10.7K +500 +10%
CAC
79
Certified Advisory Corp
Florida
$106K +$920 +43 +0.9%
ACM
80
Anfield Capital Management
California
$89K +$87.3K +4,082 New
FHA
81
Flagship Harbor Advisors
Massachusetts
$67K
MAM
82
Marquette Asset Management
Minnesota
$66K
FCA
83
FinTrust Capital Advisors
South Carolina
$60K
DTIM
84
Danda Trouve Investment Management
Kansas
$53K +$51.8K +2,424 New
CFA
85
Carroll Financial Associates
North Carolina
$51K
AF
86
Advisornet Financial
Minnesota
$46K
NSIM
87
North Star Investment Management
Illinois
$46K
RAM
88
Riggs Asset Management
Pennsylvania
$37K +$36.5K +1,709 New
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
$27K +$23.5K +1,097 +677%
Bank of Montreal
90
Bank of Montreal
Ontario, Canada
$26K
SPIA
91
Steward Partners Investment Advisory
New York
$26K
PA
92
PSI Advisors
Florida
$26K +$25.7K +1,200 New
CFGS
93
Concourse Financial Group Securities
Alabama
$24K +$10.7K +500 +83%
AF
94
Allworth Financial
California
$22K +$21.4K +1,000 New
MG
95
MilWealth Group
Wisconsin
$21.7K +$21.4K +1,000 New
AIC
96
Ameritas Investment Company
Nebraska
$15K -$19K -888 -56%
SWM
97
Sugarloaf Wealth Management
Georgia
$14K +$13.7K +642 New
CT
98
Caldwell Trust
Florida
$13.5K +$13.3K +621 New
WC
99
Westwind Capital
New Mexico
$13K -$21.9K -1,024 -63%
ONST
100
Old North State Trust
North Carolina
$11K