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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFA
76
Carroll Financial Associates
North Carolina
$49K +$31.9K +1,570 +196%
AF
77
Advisornet Financial
Minnesota
$44K – – –
NSIM
78
North Star Investment Management
Illinois
$44K +$42.7K +2,098 New
WC
79
Westwind Capital
New Mexico
$34K – – –
AIC
80
Ameritas Investment Company
Nebraska
$26K +$32.3K +1,588 New
Bank of Montreal
81
Bank of Montreal
Ontario, Canada
$25K – – –
Steward Partners Investment Advisory
82
Steward Partners Investment Advisory
New York
$25K +$6.1K +300 +33%
RCAG
83
Rehmann Capital Advisory Group
Michigan
$24.5K +$40.7K +2,000 New
AIM
84
Advantage Investment Management
Iowa
$21K – – –
CFGS
85
Concourse Financial Group Securities
Alabama
$13K -$26.5K -1,300 -68%
Carson Wealth (CWM LLC)
86
Carson Wealth (CWM LLC)
Nebraska
$10K – – –
ONST
87
Old North State Trust
North Carolina
$10K – – –
Whittier Trust
88
Whittier Trust
California
$5K – – –
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
$3K -$5.49K -270 -63%
First Manhattan
90
First Manhattan
New York
$3K – – –
KFS
91
Kelly Financial Services
Massachusetts
$2.97K +$2.89K +142 New
MAFM
92
Mid Atlantic Financial Management
Pennsylvania
– -$432K -21,700 Closed
Fiera Capital (Canada)
93
Fiera Capital (Canada)
Quebec, Canada
– -$368K -18,473 Closed
Capital Wealth Planning
94
Capital Wealth Planning
Florida
– -$316K -15,877 Closed
Millennium Management
95
Millennium Management
New York
– -$259K -13,016 Closed
Horizon Kinetics Asset Management
96
Horizon Kinetics Asset Management
New York
– -$203K -10,210 Closed
CWA
97
Clarus Wealth Advisors
Arizona
– -$196K -9,821 Closed
Tower Research Capital (TRC)
98
Tower Research Capital (TRC)
New York
– -$100K -5,039 Closed
PCG
99
Private Capital Group
Connecticut
– -$20K -1,044 Closed
Cullen/Frost Bankers
100
Cullen/Frost Bankers
Texas
– -$16K -790 Closed