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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WC
76
Westwind Capital
New Mexico
$31K -$26.6K -1,450 -47%
CFGS
77
Concourse Financial Group Securities
Alabama
$29K +$8.08K +440 +40%
SF
78
Synovus Financial
Georgia
$25K
Bank of Montreal
79
Bank of Montreal
Ontario, Canada
$23K
WTB
80
Washington Trust Bank
Washington
$21K
PCG
81
Private Capital Group
Connecticut
$20K
WCM
82
WealthBridge Capital Management
Ohio
$19K
AIM
83
Advantage Investment Management
Iowa
$19K +$18.4K +1,000 New
CFA
84
Carroll Financial Associates
North Carolina
$15K
IA
85
IFP Advisors
Florida
$15K +$1.85K +101 +14%
Citigroup
86
Citigroup
New York
$14K +$13.4K +732 New
LA
87
Legacy Advisors
Pennsylvania
$13K +$12.9K +700 New
GCM
88
Gables Capital Management
Florida
$11K
Carson Wealth (CWM LLC)
89
Carson Wealth (CWM LLC)
Nebraska
$10K +$8.45K +460 New
ONST
90
Old North State Trust
North Carolina
$9K
Northwestern Mutual Wealth Management
91
Northwestern Mutual Wealth Management
Wisconsin
$8K -$14.7K -800 -65%
AWM
92
Avior Wealth Management
Nebraska
$7K
WT
93
Whittier Trust
California
$5K
First Manhattan
94
First Manhattan
New York
$3K
SLF
95
Sun Life Financial
Ontario, Canada
-$192K -11,500 Closed
SSG
96
Summit Securities Group
New York
-$167K -10,000 Closed
TJHA
97
Thomas J. Herzfeld Advisors
Florida
-$144K -8,585 Closed
RFC
98
Regions Financial Corp
Alabama
-$33K -2,000 Closed
OSNBOA
99
Old Second National Bank of Aurora
Illinois
-$3K -150 Closed
Fidelity Investments
100
Fidelity Investments
Massachusetts
-$18 -1 -50%