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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WCM
76
Windsor Capital Management
Arizona
$5K +$5.61K +300 New
SSB
77
Sandy Spring Bank
Maryland
$4K -$46.7K -2,496 -93%
Deutsche Bank
78
Deutsche Bank
Germany
$2K
NL
79
NWAM LLC
Washington
-$3.99M -214,000 Closed
MBT
80
Montecito Bank & Trust
California
-$342K -16,800 Closed
Goldman Sachs
81
Goldman Sachs
New York
-$251K -13,456 Closed
SGCA
82
Steel Grove Capital Advisors
Tennessee
-$229K -12,280 Closed
WAM
83
Wolverine Asset Management
Illinois
-$94K -5,052 Closed
TRCT
84
Tower Research Capital (TRC)
New York
-$32K -1,741 Closed
S
85
SignatureFD
Georgia
-$4K -212 Closed