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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
51
US Bancorp
Minnesota
$358K
GWM
52
Geneos Wealth Management
Colorado
$346K +$435 +19 +0.1%
GC
53
Guggenheim Capital
Illinois
$343K +$135K +5,887 +62%
HCM
54
Hollencrest Capital Management
California
$328K
CF
55
Centaurus Financial
California
$325K
PWPS
56
Pinnacle Wealth Planning Services
Ohio
$323K
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$312K +$4.37K +191 +1%
SBIA
58
Sheaff Brock Investment Advisors
Indiana
$310K
Baird Financial Group
59
Baird Financial Group
Wisconsin
$300K +$85.6K +3,741 +38%
CSPIA
60
Cary Street Partners Investment Advisory
Virginia
$283K
SCA
61
Sage Capital Advisors
South Dakota
$267K +$1.62K +71 +0.6%
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$266K +$126K +5,513 +85%
BAM
63
Belpointe Asset Management
Nevada
$264K -$323K -14,100 -54%
AF
64
Affiance Financial
Minnesota
$261K
SPC
65
Sigma Planning Corp
Michigan
$257K +$37.8K +1,650 +17%
SF
66
Synovus Financial
Georgia
$246K -$23 -1 -0%
NWA
67
Navis Wealth Advisors
New York
$243K +$249K +10,900 New
LA
68
LexAurum Advisors
Kansas
$223K
AAS
69
Avantax Advisory Services
Texas
$217K +$223K +9,756 New
IAIM
70
International Assets Investment Management
Florida
$213K +$183 +8 +0.1%
WAP
71
Wealthcare Advisory Partners
Pennsylvania
$208K +$213K +9,326 New
HI
72
Harbour Investments
Wisconsin
$202K
LWP
73
Laurel Wealth Planning
Minnesota
$199K
APA
74
American Portfolios Advisors
New York
$151K -$1.49K -65 -1%
CFA
75
Carroll Financial Associates
North Carolina
$143K