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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MCM
51
Maple Capital Management
Vermont
$320K
CSPIA
52
Cary Street Partners Investment Advisory
Virginia
$319K +$53K +2,500 +20%
KAS
53
Kestra Advisory Services
Texas
$308K +$311K +14,695 New
CF
54
Centaurus Financial
California
$306K -$29.8K -1,406 -9%
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$300K +$139K +6,578 +85%
NP
56
NorthRock Partners
Minnesota
$289K +$3.03K +143 +1%
SCA
57
Sage Capital Advisors
South Dakota
$249K +$6.61K +312 +3%
AW
58
ACG Wealth
Georgia
$243K -$10.6K -500 -4%
WAP
59
Wealthcare Advisory Partners
Pennsylvania
$236K +$4.3K +203 +2%
IAIM
60
International Assets Investment Management
Florida
$233K -$1.74K -82 -0.7%
Janney Montgomery Scott
61
Janney Montgomery Scott
Pennsylvania
$229K +$231K +10,903 New
SFS
62
Sowell Financial Services
Arkansas
$206K -$18.4K -868 -8%
Baird Financial Group
63
Baird Financial Group
Wisconsin
$204K -$4.24K -200 -2%
BWM
64
BNC Wealth Management
Oregon
$201K +$357K +16,852 New
APA
65
American Portfolios Advisors
New York
$189K +$51.7K +2,439 +37%
PFGIA
66
Patriot Financial Group Insurance Agency
Massachusetts
$103K
MA
67
MUFG Americas
New York
$102K
NFG
68
Next Financial Group
Texas
$81K +$82.1K +3,875 New
MAM
69
Marquette Asset Management
Minnesota
$64K
FCA
70
FinTrust Capital Advisors
South Carolina
$58K
DTIM
71
Danda Trouve Investment Management
Kansas
$53K +$805 +38 +2%
ST
72
Smithfield Trust
Pennsylvania
$52K +$53K +2,500 New
FFA
73
Founders Financial Alliance
North Carolina
$51K +$50.7K +2,394 New
CFA
74
Carroll Financial Associates
North Carolina
$49K
AF
75
Advisornet Financial
Minnesota
$44K