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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HCM
51
Hollencrest Capital Management
California
$268K
US Bancorp
52
US Bancorp
Minnesota
$259K
SFS
53
Sowell Financial Services
Arkansas
$257K -$388K -18,948 -55%
MML Investors Services
54
MML Investors Services
Massachusetts
$257K +$124K +6,070 +65%
NP
55
NorthRock Partners
Minnesota
$223K -$136K -6,657 -33%
CSPIA
56
Cary Street Partners Investment Advisory
Virginia
$212K -$51.2K -2,500 -16%
FAAS
57
First Allied Advisory Services
California
$211K +$22.5K +1,096 +9%
IAIM
58
International Assets Investment Management
Florida
$203K +$258K +12,609 New
AW
59
ACG Wealth
Georgia
$202K
Creative Planning
60
Creative Planning
Kansas
$196K -$82.1K -4,006 -25%
WAP
61
Wealthcare Advisory Partners
Pennsylvania
$193K +$237K +11,579 New
SXL
62
Summit X LLC
Missouri
$180K +$221K +10,773 New
AAS
63
Avantax Advisory Services
Texas
$175K
SCA
64
Sage Capital Advisors
South Dakota
$170K +$963 +47 +0.5%
APA
65
American Portfolios Advisors
New York
$102K -$5.8K -283 -4%
MWC
66
MBM Wealth Consultants
Missouri
$100K
PFGIA
67
Patriot Financial Group Insurance Agency
Massachusetts
$91K
MA
68
MUFG Americas
New York
$81K +$99.6K +4,860 New
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$68K +$58.1K +2,836 +225%
CAC
70
Certified Advisory Corp
Florida
$67K -$17.9K -875 -18%
MAM
71
Marquette Asset Management
Minnesota
$51K
FCA
72
FinTrust Capital Advisors
South Carolina
$46K
DTIM
73
Danda Trouve Investment Management
Kansas
$41K +$697 +34 +1%
NFG
74
Next Financial Group
Texas
$40K +$49.7K +2,425 New
CFA
75
Carroll Financial Associates
North Carolina
$39K