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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Synovus Financial
51
Synovus Financial
Georgia
$77K -$10K -505 -12%
NSIM
52
North Star Investment Management
Illinois
$68K – – –
IHT Wealth Management
53
IHT Wealth Management
Illinois
$67K -$8.6K -434 -12%
D.A. Davidson & Co
54
D.A. Davidson & Co
Montana
$48K -$1.49K -75 -3%
LWM
55
Lenox Wealth Management
Ohio
$40K – – –
Whittier Trust
56
Whittier Trust
California
$39K -$5.29K -267 -12%
Advisory Services Network
57
Advisory Services Network
Georgia
$29K +$27.6K +1,390 New
Advisors Asset Management
58
Advisors Asset Management
Colorado
$28K -$2.85K -144 -10%
NFG
59
Next Financial Group
Texas
$25K -$4.46K -225 -16%
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$25K – – –
Manulife (Manufacturers Life Insurance)
61
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K -$1.98K -100 -9%
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$17K +$238 +12 +1%
CFA
63
Carroll Financial Associates
North Carolina
$16K – – –
WTB
64
Washington Trust Bank
Washington
$13K – – –
PMFA
65
Plante Moran Financial Advisors
Michigan
$13K +$12.6K +635 New
Penserra Capital Management
66
Penserra Capital Management
California
$12K -$1.65K -83 -12%
PSW
67
Portfolio Strategies (Washington)
Washington
$12K – – –
SLF
68
Sun Life Financial
Ontario, Canada
$11.5K +$4.68K +236 New
FFC
69
First Financial Corp
Indiana
$9K +$8.21K +414 New
BIG
70
Bellwether Investment Group
Tennessee
$5K – – –
CFD
71
Creative Financial Designs
Indiana
$4K – – –
Avior Wealth Management
72
Avior Wealth Management
Nebraska
$3K – – –
OSNBOA
73
Old Second National Bank of Aurora
Illinois
$3K – – –
Laurion Capital Management
74
Laurion Capital Management
New York
– -$2.52M -133,519 Closed
Virtu KCG Holdings
75
Virtu KCG Holdings
New York
– -$362K -19,197 Closed